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Eur J Cardiothorac Surg 2000;18:156-161
© 2000 Elsevier Science NL


Long-term outcome after resection for bronchial carcinoid tumors

Mark K. Fergusona, Rodney J. Landreneaub, Stephen R. Hazelriggc, Nasser K. Altorkid, Keith S. Naunheime, Joseph B. Zwischenbergerf, Michael Kentd, Anthony P.C. Yimg

a Department of Surgery, The University of Chicago, 5841 South Maryland Avenue, Chicago, IL 60637, USA
b Allegheny General Hospital, Pittsburgh, PA, USA
c Southern Illinois University, Springfield, IL, USA
d The New York Hospital-Cornell Medical Center, New York, NY, USA
e St. Louis University, St. Louis, MO, USA
f University of Texas Medical Branch, Galveston, TX, USA
g The Chinese University of Hong Kong, Hong Kong, China

Received 7 September 1999; received in revised form 3 May 2000; accepted 16 May 2000.

Corresponding author. Tel.: +1-773-702-3551; fax: +1-773-702-2642
e-mail: mferguso{at}surgery.bsd.uchicago.edu


    Abstract
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
Objectives: We sought to determine the long-term survival of patients treated for bronchial carcinoid tumors and whether lesser resections have had an effect on outcomes. Methods: We conducted a retrospective, multi-institutional review of patients treated surgically for primary bronchial carcinoid tumors since 1980. Operative approach, pathologic stage, histology, surgical complications, tumor recurrence, and long-term survival were assessed. Results: There were 50 men and 89 women with a mean age of 52.2±17.4 and 58.9±13.3 years, respectively (P=0.021). Men were more likely to be current or former smokers than were women. Operations included lobectomy or bilobectomy in 110, pneumonectomy in four, wedge resection in 22, and bronchial sleeve resection only in three patients; resection was performed thoracoscopically in six patients. One patient died postoperatively. Stages were I, 121; II, nine; III, six; and IV, three. Typical carcinoid tumors were stage I in 100 and more advanced (stages II–IV) in nine, whereas atypical carcinoid tumors were stage I in 18 and more advanced in eight (P=0.002). Median follow-up was 43 months (range 1–149) during which 21 (15%) patients died (four from recurrent cancer) and 19 patients (14%) were lost to follow-up. Recurrent cancer developed in 2/98 patients with typical and 5/25 patients with atypical subtypes (P<0.001; log-rank test). The likelihood of recurrence was related to histological subtype (relative risk 7.9 for atypical carcinoid; 95% confidence interval 1.4–43.5). Five-year survival was 88% for stage I patients and was 70% for patients with more advanced stages. When stratified by stage, survival was related to age (relative risk=1.9 for a 10 year increase in age; 95% confidence interval 1.2–2.9) and possibly to the histological subtype, but not to patient gender, year of operation, or type of operation performed. Conclusions: Either major lung resection or wedge resection is appropriate treatment for patients with early stage typical bronchial carcinoid tumors. Survival is favorable for early stage tumors regardless of histological subtype. Local recurrence is more common among patients with atypical subtypes, suggesting that a formal resection may improve long-term outcome.

Key Words: Bronchogenic carcinoma • Bronchial carcinoid • Lung resection • Typical carcinoid • Atypical carcinoid • Thoracoscopy


    1. Introduction
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
Bronchial carcinoid tumors comprise 25% of all carcinoid tumors but only 5% of all primary lung cancers [1,2]. This relative rarity makes their prospective study difficult. Most published reports of large numbers of surgically treated bronchial carcinoid tumors result from retrospective analyses of several decades of patient information from a single institution, and in many cases some of the management techniques are no longer utilized. Issues regarding pulmonary neoplasms that currently are of concern to the thoracic surgeon include the effect of operations other than formal lobectomy or pneumonectomy on local recurrence and long-term survival, and the appropriate place of video-assisted thoracic surgical techniques in their management. We performed a multi-institutional retrospective analysis of contemporary surgical management of bronchial carcinoid tumors to address these issues.


    2. Methods
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
We retrospectively reviewed patients with an initial primary bronchial carcinoid tumor who underwent resection at any of the participating institutions from January 1980 to December 1998. Data forms were designed and were sent to the seven participating institutions to be completed by chart review or from existing databases. Patients were evaluated with a history and physical examination, posteroanterior and lateral chest radiographs, and computed tomographic (CT) scans of the chest and upper abdomen (including the liver and adrenal glands) beginning in 1983. Bone scintigrams and brain CT scans were performed in cases of bone pain, or neurological symptoms or signs. Performance status was assessed using the Karnovsky scale [3]. Pulmonary function tests including a calculation of single breath diffusing capacity for carbon monoxide were performed routinely. All patients had a preoperative or intraoperative bronchoscopic examination. Patients were resected using techniques appropriate to each patient's age, performance status, and individual tumor at the discretion of the surgeon. Assignment into typical or atypical histologic subtypes was performed according to standard criteria [4,5]. Pathologic staging was performed using the American Joint Committee on Cancer (AJCC) staging system [6].

Operative complications were classified as pulmonary (postoperative mechanical ventilation >24 h or reintubation for ventilatory support after the day of surgery, pneumonia defined as fever, leukocytosis, and pulmonary infiltrate requiring antibiotic therapy, air leak from thoracostomy tubes for more than 7 days postoperatively, and lobar collapse on postoperative chest radiograph), cardiovascular (new requirements for ß-blockers, calcium channel inhibitors, or vasodilating agents, the need for postoperative inotropic support other than renal dose dopamine, pulmonary embolism, myocardial infarction, and arrhythmia), other (wound infection, empyema, recurrent nerve injury, bronchopleural fistula, and other miscellaneous conditions), and death. Operative mortality was defined as death during hospitalization for lung resection, or any death within 30 days of the operation.

Follow-up usually was performed through periodic clinic visits until the patient's death. In some patients contact was established through the treating physician and/or the patient by mail or by telephone. Follow-up was considered complete if it extended to death or until within 1 year of analysis (December 1998) in survivors.

Patients were evaluated for demographic, surgical, and pathologic variables and the distributions of these variables were compared using the {chi}2 test or Fisher's exact test for discrete variables and unpaired Student's t-test for continuous variables. Data are presented as mean±SD. Survival and tumor recurrence were measured from the date of operation. Survival and tumor recurrence rates were calculated according to the Kaplan–Meier method [7]. Differences in survival and disease-free survival were tested for significance using the log-rank test [8]. A Cox proportional hazards model was fit in a stepwise manner to examine and adjust for the effects of surgery and other covariates on survival and disease-free survival [9]. All analyses were performed using either Minitab 12.0, Minitab, Inc., State College, PA, or Systat 8.0, SPSS, Inc., Chicago, IL. Data are expressed as mean±SD.


    3. Results
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
There were 50 men and 89 women with a mean age of 56.4±15.2 years (range 13–84; Table 1). Men were younger than women and there was a significant age difference comparing groups of patients with typical and atypical histologic subtypes. The distribution of typical and atypical histologic subtypes among men and women was similar (41/8 for men, 68/18 for women; histologic subtype was unknown in 3 patients; P=0.5). Performance status did not differ between sexes or between histologic subtypes. Men were more likely to be current or former smokers than were women, but there was no correlation between tobacco use and histologic subtype. Spirometric values and diffusing capacity did not differ between sexes or histologic subtypes.


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Table 1. Demographic and physiological variables for patients undergoing resection for bronchial carcinoid tumorsa

 
Operations performed included 90 lobectomies (seven by sleeve resection), 20 bilobectomies, three sleeve resections without parenchymal resection, three pneumonectomies, one completion pneumonectomy, and 22 wedge resections or segmental resections; six wedge or segmental resections were performed thoracoscopically. These were classified as wedge resections (22) and major resections (omitting isolated bronchial sleeve resections; 114) for purposes of analysis (Table 2). Wedge resections were more common among women. The type of resection was not reflected in differences in performance status, spirometry, diffusing capacity, or histologic subtype. One or more complications were noted in the following categories: pulmonary 21/135 (15%); cardiovascular 9/136 (7%); and other 17/137 (12%). There was one operative death (1/139; 0.7%). The postoperative duration of hospital stay was 7.8±4.6 days (138 patients; range 1–30).


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Table 2. Distribution of types of operations for bronchial carcinoid tumors according to demographic and physiologic parametersa

 
Pathologic stages are listed in Table 3 according to histologic subtype, type of operation, and patient gender. When classified into two (stage I, stages II–IV) categories, stage was unrelated to sex (P>0.5) and type of operation (P>0.3). Stage was more advanced among patients with atypical histologic subtypes regardless of the means of categorization (P=0.001).


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Table 3. Numbers of patients, patient gender, pathologic findings, and types of resection by stage in patients undergoing resection for bronchial carcinoid tumorsa

 
Follow-up was complete to death or within at most 1 year of analysis in 120/139 patients (86%). There was no follow-up information available for two patients. The mean follow-up period was 53.1±40.5 months (range 0.1–149). Recurrent cancer developed in eight patients at a postoperative interval of 42.9±24.9 months (range 13–93). Freedom from recurrent cancer was more likely for patients with typical histologic subtypes (comparing time to recurrence to time to last follow-up for patients not recurring; Fig. 1 ; log-rank P<0.001). A multivariable Cox proportional hazards analysis of recurrence-free survival performed using the covariates age, sex, histologic subtype, year of operation, and type of operation (wedge vs. major resection) and stratifying patients according to four stage categories demonstrated that histologic subtype was the only significant predictor of recurrence free survival (relative risk of recurrence (RR) for atypical histology 7.9; 95% confidence interval (CI) 1.5–43.5).



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Fig. 1. Disease-free survival in patients undergoing resection for bronchial carcinoid tumors comparing those with typical (solid line) to those with atypical (dashed line) histological subtypes (P<0.001). Hash marks represent censored data.

 
At the time of last follow-up 115 patients were alive. Median survival for all patients was 138 months. The 5-year survival was 86% and was not significantly related to stage (stage I vs. all other stages combined; median survival not reached for stage I and 70 months for all other stages; 5-year survival 88 vs. 65%; log-rank P=0.16; Fig. 2) . Survival was better for patients with typical than for those with atypical histologic subtypes (median survival not reached for either subgroup; 5-year survival 90 vs. 70%; log-rank P=0.021; Fig. 3) but was not better for patients who had a major resection compared to those undergoing a wedge resection (median survival 127 months for major resection and not reached for wedge resection; 5-year survival 86 vs. 82%; log-rank P=0.17). For patients with stage I disease we did not demonstrate a significant difference in survival comparing patients with typical to those with atypical histologic subtypes (log-rank P=0.094). Similarly, for stages II-IV there was no demonstrable significant difference in survival comparing histologic subtypes (log-rank P=0.10). Given the small numbers of patients with atypical histology or who underwent lesser resections, the finding of no significant differences in these results should not be considered conclusive evidence of a lack of difference in survival. A Cox proportional hazards analysis of survival using covariates age, sex, histologic subtype, year of operation, and type of operation and stratifying patients according to four stage categories demonstrated the important covariates to be age (RR for a 10-year increase in age 1.66; CI 1.04–2.66) and possibly histologic subtype (RR for atypical histology 2.24; CI 0.79–6.38).



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Fig. 2. Survival in patients undergoing resection for bronchial carcinoid tumors comparing those with stage I (solid line) to those with stages II, III, and IV (dashed line) disease (P=0.16). Hash marks represent censored patients.

 


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Fig. 3. Survival in patients undergoing resection for bronchial carcinoid tumors comparing those with typical (solid line) to those with atypical (dashed line) histologic subtypes (P=0.021). Hash marks represent censored patients.

 

    4. Discussion
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
Although bronchial carcinoid tumors are relatively uncommon, they have recently generated a great deal of interest due to issues regarding histologic classification, staging techniques, and appropriate surgical management. Unfortunately, much of the information regarding surgical management of these tumors comes from published reviews of large numbers of patients culled from many decades of surgical experience [1014] or are more anecdotal in nature. As a result, issues that currently are of concern to thoracic surgeons such as the appropriateness of lesser resections and the utility of video-assisted thoracic surgical techniques are not always addressed. Our multi-institutional retrospective review provides a contemporary view of surgical management of a large number of patients with bronchial carcinoid tumors, permitting us to analyze the current management of carcinoid tumors with regard to those issues.

Our overall findings are similar to those that have been reported previously. Bronchial carcinoid tumors occur in patients that are on average a decade younger than patients with non-small cell lung cancer, and are more often found in women than in men [2]. These tumors are not associated with tobacco use nearly as often as are non-small cell lung cancers, and the incidence of tobacco use does not appear to be related to the histologic aggressiveness of the disease [12]. Most tumors are localized and the likelihood of local recurrence after resection is small. This resulted in a 5-year survival of nearly 90% in patients with localized disease and 70% in patients with regionally advanced or metastatic disease in our study, values that are similar to those previously reported [2,1012,14].

The assessment of the biological aggressiveness of bronchial carcinoid tumors is not always accurate. We and others have found that atypical carcinoid tumors present more often at a more advanced stage, are more likely to recur regardless of stage, and are associated with a decreased 5-year survival compared to typical carcinoid tumors [5,11,12,14,15]. These findings underscore the need for accurate differentiation between histologic subtypes. However, the reproducibility of the distinction between typical and atypical subtypes by experienced lung pathologists is not optimal, suggesting that more strict application of classification criteria is needed and perhaps that revision of classification criteria is also necessary [5,16]. Other techniques for estimating the aggressiveness of individual tumors that have been proposed include immunohistochemical analysis (heparin-binding lectin, binding of macrophage migration inhibitory factor and beta-N-acetyl-D-galactosamine), measurement of DNA ploidy, and assessment of chromosomal deletions (11q, 3p), but none of these has been shown to be useful preoperatively or intraoperatively to guide selection of surgical therapy [15,1720]. Currently the only reliable factors for assessing aggressiveness are the tumor stage and the histologic subtype.

Newer modalities for staging bronchial carcinoid tumors that have recently been introduced include positron emission tomography (PET) and octreotide scintigraphy. PET imaging of bronchial carcinoid tumors demonstrates lower uptake than for non-small cell lung cancers, suggesting that differentiation of a solitary carcinoid tumor from a benign process and that staging of regional lymph nodes might be unreliable [21]. Scintigraphy with 111In-octreotide has demonstrated reliable uptake in primary tumors and the ability to detect early recurrences and metastases even in asymptomatic patients, suggesting it might be a useful tool for routine staging in the future [22]. At present, however, decisions regarding appropriate therapy for patients with bronchial carcinoid tumors are made on the basis of histologic findings, clinical staging with bronchoscopy and computed tomography, and in some instances on intraoperative lymph node staging.

The appropriate surgical management of bronchial carcinoid tumors is suggested by the recurrence and survival patterns we and others have described [5,10,13,2327]. Limited resections such as wedge resection or segmentectomy for peripheral tumors and isolated bronchial sleeve resection or sleeve lobectomy for proximal tumors should be considered when feasible for early stage typical bronchial carcinoid tumors because local recurrence is unlikely and survival is excellent. We did not investigate the use of endobronchial laser therapy for localized proximal typical carcinoids as part of this study. In our institutions this modality is used rarely and is reserved for patients who are medically unfit for resection. Given the excellent results of standard surgical therapy for such tumors and the risk of local recurrence when laser modalities are used, we strongly favor resection except in patients who are deemed to be at excessive risk.

There are insufficient data in our review, and there is no extensive published experience, to permit an informed commentary on the utility of video-assisted thoracic surgical techniques in patients with bronchial carcinoid tumors. Nevertheless, given our experience, such an approach seems both feasible and appropriate for peripheral early stage typical carcinoid tumors.

Long-term survival and local recurrence are both unfavorably affected by the finding of atypical histology. Our data suggest that a more aggressive surgical approach including formal lobectomy (or pneumonectomy when indicated) and lymph node dissection should be performed when this histology is identified. The potential benefit of postoperative adjuvant chemotherapy and/or radiation therapy also should be considered.


    Footnotes
 
Presented at the 13th Annual Meeting of the European Association for Cardio-thoracic Surgery, Glasgow, Scotland, UK, September 5–8, 1999.


    Appendix A Conference discussion
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 
Dr A. Chapelier (Les Plessis Robinson, France): I would like to ask you, because it is a little confusing, do you use the classification of Warren and Gould when you define atypical carcinoid?

And the second question, I was a little surprised at the few number of cases of sleeve resection in your series. Could you tell us a little more, please.

Dr Ferguson: We used the WHO classification for these tumors. The selection of sleeve resection is left up to the individual surgeon. Our data come from seven different centers, and there was quite a bit of variety in the surgical approaches used. It's fair to say that most of the centers don't favor bronchial sleeve resections quite as much as in some of the centers with higher volume pulmonary surgery.

Mr P. Goldstraw (London, UK): As you know, we presented our experience earlier in this meeting with rather similar numbers, and I think broadly similar experience, but coming from a single unit over a 20-year period. One of the surprises for us in that retrospective analysis was the very large number of cases we had to exclude on pathology review, which despite being initially classified by a pulmonary pathologist as carcinoid, whether typical or atypical, on review by a single pathologist, they were reclassified as large cell neuroendocrine carcinomas. Did you obtain central pathological review of all your cases? And could you tell us how many cases you had to exclude?

Dr Ferguson: Pathological analysis is a difficult and somewhat confounding factor. Obviously, in the very earliest studies of these patients, subtypes of neuroendocrine tumors hadn't been completely identified or widely accepted, but over the last 10 years or so the classification has been fairly straightforward on the basis of most experienced pathologists. Having said that, no, we don't have a central identification of tumor subtype and so have not specifically excluded any patients on the basis of a change in subtype.

Dr A. Lerut (Leuven, Belgium): Mark, if you want to figure out when a limited resection, a wedge resection, is acceptable, then I presume that you should try to find out the incidence of intralobar microscopic tumor in the infected lobe. First like has been done for non-small cell carcinoma. Do you have any idea about this?

Dr Ferguson: That's an important point and I agree with your comment. There are no data. We weren't able to subclassify things to that extent.

Dr Lerut: You have now collected material enough to do such a study.

Dr Ferguson: Yes, that's correct.

Dr P. Vadasz (Budapest, Hungary): Did you use, and if you did, what kind of immunohistochemical staining did you use for the exact pathological identification? I think it's necessary for the exact identification of neuroendocrine tumors.

Dr Ferguson: I don't have that information.


    References
 Top
 Abstract
 1. Introduction
 2. Methods
 3. Results
 4. Discussion
 Appendix A Conference discussion
 References
 

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Mark K. Ferguson
Rodney J. Landreneau
Stephen R. Hazelrigg
Nasser K. Altorki
Keith S. Naunheim
Joseph B. Zwischenberger
Anthony P.C. Yim
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