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Eur J Cardiothorac Surg 2001;19:696-701
© 2001 Elsevier Science NL

Neoplastic disease after heart transplantation: single center experience

Mauro Rinaldi, Carlo Pellegrini, Andrea Maria D'Armini, Marco Aiello, Maria Negri, Eloisa Arbustini, Giovanbattista Ippoliti, Mario Viganò

Cardiac Surgery Division, IRCCS ‘Policlinico S. Matteo’ Hospital, University of Pavia, Pavia, Italy

Received 4 April 2000; received in revised form 7 February 2001; accepted 9 March 2001.

Corresponding author. Tel.: +39-0382-503521; fax: +39-0382-503059
e-mail: m.rinaldi{at}smatteo.pv.it


    Abstract
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
Objectives: Mandatory use of prolonged immunosuppression in organ transplantation is complicated by an increased incidence of cancer. The current study represents a retrospective analysis of the incidence of neoplasms in our heart transplantation program. Methods: Four-hundred and seventy-four patients (403 male and 71 female; mean age, 48.6±12.1 years), with at least 30 days of follow-up, were enrolled in this study. Patients received triple immunosuppression with cyclosporin A, azathioprine and steroids. Moreover, as a prophylactic anti-lymphocyte therapy, 388 patients (82%) were administered RATG, 67 patients (14%) received ALG and 19 patients (4%) OKT3. The mean follow-up time was 71.1±43.0 months. Results: Fifty-five patients (11.6%) developed malignant neoplasms. The cancer frequencies were: solid tumors, 55%; non-Hodgkin lymphomas (NHL), 20%; Kaposi's sarcomas, 11%; skin cancers, 9%; undifferentiated sarcomas and myelomas, 5%. Solid tumors mainly affected the lung (39%), bowel (16%), stomach (6.5%), liver (6.5%), pancreas (6.5%) and oral cavity (6.5%). The times to the onset of cancer from transplantation were: Kaposi's sarcoma, 12.7±16.8 months; skin cancers, 34.5±23.8 months; solid tumors, 54.3±38.7 months; NHL, 60.1±36.4 months; undifferentiated sarcomas and myelomas, 90.0±15.6 months. As determined by univariate and multivariate analyses, sex, number of treated rejections, previous history of tumor, average dose of cyclosporine and prednisone and cyclosporine blood levels did not increase the incidence of malignancies. Univariate analysis suggests a significant correlation between the type of prophylactic immunoglobulins and the average dose of azathioprine with the incidence of neoplasms. Both univariate and multivariate analyses demonstrated a significant correlation between patient's age at the time of transplantation and risk of cancer occurrence (risk increased by 1.074/year; P=0.0056 with multivariate Cox regression). Conclusions: Cancer is a strong limitation for long-term survival after heart transplantation. The only risk factor recognized is the patient's age at the time of transplant. Furthermore, the type of prophylactic globulins used for induction therapy and some specific immunosuppressant agent (azathioprine) may play a significant role in the development of malignancies after transplantation.

Key Words: Cancer • Heart • Immunosuppression • Risk factors • Transplantation • Tumor


    1. Introduction
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
The development of de novo malignancies is a well-recognized complication in immunosuppressed transplant recipients [1]. The improved results following heart transplantation observed over the past years are mostly due to pharmacological advances in the area of immunosuppressive therapy, which have been shown to be effective against acute rejection and to lower the incidence of severe complications such as infection. However, improved grafts and patients survival has determined an increase in the incidence of neoplasms [2]. Malignant neoplasias have become, along with graft vasculopathy, a significant limiting factor for long-term survival of heart transplant recipients.

The present study retrospectively evaluates the clinical impact of neoplastic disease in our cardiac transplantation program. Moreover, risk factors for development of post-transplanted malignancies were investigated in 474 heart transplant patients, who received the same maintenance triple-drug immunosuppressive therapy and three different types of prophylactic lympholitic immunoglobulins induction.


    2. Materials and methods
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
2.1. Patient population
From November 1985 to December 1998, 538 heart transplants were performed in 517 patients. Patients who underwent retransplantation or died within 1 month after transplantation were excluded from analysis. Thus, a total of 474 patients (403 males and 71 females; mean age at transplantation, 48.6±12.1 years; range, 9±71 years) were enrolled in the current study. Heart transplantation was indicated by the following heart diseases: dilated cardiomyopathy (DCM) in 221 patients (47%), ischemic cardiomyopathy (ICM) in 182 patients (38%), and other cardiac diseases in 71 patients (15%).

All patients were administered maintenance triple-drug therapy (cyclosporin A, azathioprine and steroids). Three lympholitic immunoglobulin regimens have been used during this period: 388 patients (82%) received rabbit anti-thymocyte globins (RATG), 67 patients (14%) received anti-lymphocyte globulins (ALG) and 19 patients (4%) were treated with ortho clone T3 (OKT3). The mean follow-up was 71.1±43 months (range, 2–164 months; median, 65 months).

2.2. Immunosuppressive therapy
The prophylactic therapy evolved during the development of our activity. In the early period, this consisted of ALG administered at a starting dose of 15 mg/kg per day, and thereafter, at a variable daily dose, to maintain the absolute T-cell count between 0 and 50 cells/µl, for a total of 7 days after transplantation. In a second period, we adopted RATG (Imtix-Sangstat, Lyon, France) starting at 2.5 mg/kg per day and then at a variable daily dose, to maintain the absolute T-cell count between 0 and 50 cells/µl, for a total of 7 days after transplantation. We also developed an intercurrent experience with the use of prophylactic OKT3 (Orthoclone OKT3, Ortho Pharmaceutical Corporation, Raritan, NJ) administered at a dose of 5 mg/day i. v. for the first 14 days. The follow-up of these three groups is statistically different (ALG patients, 108±47 months; RATG patients, 65±38 months; OKT3 patients, 81±49 months; P=0.00001). All patients received an immunosuppressive protocol, including chronic maintenance prednisone at a dose of 0.2 mg/kg per day, azathioprine at a dose of 1–2 mg/kg per day and cyclosporin A adjusted on the basis of plasma trough levels (range, 180–360 ng/ml during the first 3 months, and 80–180 ng/ml thereafter).

Daily doses of cyclosporine, azathioprine and steroid were calculated along the entire follow-up period and were subsequently divided by the days of follow-up, giving a precise average dose, expression of the immunosuppressive load on every patients.

2.3. Post-transplantation surveillance
Rejection surveillance was accomplished according to a protocol of endomyocardial biopsy and right cardiac catheterization performed once a week for the first month, every 2 weeks for the next 2 months, once a month for the next 3 months and, then, every 3 months until the first post-transplantation year. Grading of the biopsy specimen was done according to the International Society for Heart and Lung Transplantation criteria [3].

Patients were followed up weekly during the first 3 months after transplantation and then once a month. After the first year, post-transplantation patients were followed up every 3 months. Standard chest roentgenogram, blood tests, EKG and physical examinations were routinely performed at each visit.

2.4. Statistical analysis
The results are expressed as means±SD or as frequencies for the categorical variables. Univariate and multivariate analyses were used to assess the relative importance of each variable in determining the cancer incidence in transplant recipients surviving for at least 30 days after transplantation by the Pearson Chi-square test and the Cox proportional Hazard model, respectively. The variables evaluated included: age at time of transplantation, sex, prophylactic immunoglobulins (ALG, ATG, OKT3), number of treated rejections, average dose of cyclosporine, azathioprine and oral steroid, mean cyclosporine blood levels, previous history of cancer and cardiac disease that determined heart transplantation. A value of P<0.05 was considered significant.

The tumor-free survival curve was estimated by the Kaplan–Meier method.


    3. Results
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
3.1. Frequency and type of malignant neoplasms
Among 474 heart transplant evaluable patients, 55 (11.6%) suffered from 56 malignant neoplasms. Moreover, four patients (0.8%) developed a benign form of neoplasia. The mean follow-up of the patients with malignancies was 57.5±46.8 months.

Cancer frequencies were as follows: 31 (55%) solid cancers, 11 (20%) non-Hodgkin lymphomas (NHLs), six (11%) Kaposi's Sarcoma, five (9%) skin cancers (basal or squamous cell carcinomas), and finally, three (5%) miscellaneous tumors which included one plasmocytoma and two sarcomas. The locations of solid malignancies are reported in Table 1.


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Table 1. Location, frequency, histological types and mortality of 31 solid malignancies detected in heart transplant recipients

 
The mean time between transplantation and detection of malignancy was 51.1±33.3 months. The time to cancer occurrence was shorter in the patients affected by Kaposi's sarcoma: 12.7±16.8 months. In patients with skin cancer, the latency period was 34.5±23.8 months. The average interval from transplantation to diagnosis of solid cancer was 54.3±38.7 months, whereas lymphomas were detected 60.1±36.4 months after transplantation. The mean interval to the occurrence of sarcomas other than Kaposi or plasmocytoma was longer compared with other malignancies: 90±15.6 months.

The incidence of malignant neoplasms in patients treated with different prophylactic immunosuppressive regimens was: 9.8% in patients treated with RATG (38/388), 19% in patients administered ALG (13/67) and 21% in patients treated with OKT3 (4/19).

The OKT3 population experienced the highest incidence of neoplasms: two cases of lymphomas and two solid tumors. The mean age of the 19 patients considered was 44.7±12.9 years.

The mean survival after cancer diagnosis was 22.4±23.9 months. The shortest survivals were in patients affected by lymphomas and solid tumors (15.6±21.5; median, 10 months; and 18.0±18.6; median, 9.5 months, respectively). Patients diagnosed with Kaposi's sarcoma had a longer survival (34.5±32.7; median, 23.5 months).

The tumor-free survival estimate was 76% at 10 years after transplantation (Fig. 1).



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Fig. 1. Kaplan–Meier tumor-free survival.

 
3.2. Risk factors
Univariate analysis showed a significant correlation between the type of prophylactic immunoglobulins and the onset of malignancy with a higher incidence in the groups treated with ALG and OKT3 compared with RATG (P=0.04). Heart disease that led to transplantation, previous history of cancer, sex and number of rejection episodes did not appear to have any correlation with cancer occurrence. The average dose of cyclosporine and oral steroid during the entire postoperative period did not correlate with the onset of malignancy. The average dose of azathioprine was higher in the group who developed neoplasms, with a borderline statistical significance. The average cyclosporine blood level failed to correlate with cancer. In fact, cyclosporine levels tended to be lower in patients developing tumors. This may reflect either the more advanced age of the subjects or the attempt to maintain a lower degree of immunosuppression after cancer diagnosis. The univariate analysis results are listed in Table 2.


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Table 2. Results of univariate analysisa,b

 
Both univariate and multivariate analyses revealed a statistically significant correlation between the patient's age at time of transplantation and the onset of malignancies (P=0.0056, risk increased by 1.074/year). Multivariate analysis failed to correlate any immunosuppressive variable with the onset of cancer in the study population (Table 3).


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Table 3. Results of multivariate analysisa,b

 

    4. Discussion
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
Cancer occurrence in transplant patients is a well-known consequence of chronic immunosuppression. Penn first reported the association of malignancies with transplantation and immunosuppression in 1968 [4]. Since then, several studies documented an incidence of cancer in the transplant population ranging from 1 to 16% [5,6].

The current study reports an incidence of malignancy of 11.6% in our heart transplant recipients. This frequency is somewhat higher compared with the studies of Olivari [6] and Dresdale [7], who reported cancer incidences of 8 and 8.2%, respectively. On the other hand, Mihalov [8] observed 48 neoplasms in 307 patients (15.6%). Data from the Cincinnati Transplant Tumor Registry [9] estimate a frequency of malignancy in heart transplant patients of around 6%. Multicenter data remarkably contributed to the understanding of the epidemiology of post-transplant malignancies; nevertheless, there are several drawbacks inherent the analysis and the interpretation of this type of information. The potentially confounding variables include: type of immunosuppressive regimen (association of different drugs), degree of immunosuppression (different ranges of standard values) and variability in the completeness of center reporting (all neoplasms vs. only the more highly morbid or lethal types).

The incidence of malignancies may be related to the type of allograft, as the reported incidence of lymphomas in heart transplant recipients is higher (6.5%) than in kidney transplant patients (0.7%) [8]. This considerable discrepancy in cancer frequency is likely to be due to the more intense immunosuppression used to prevent and treat allograft rejection in organs other than the kidney. Indeed, in renal transplant recipients, the occurrence of serious side-effects of immunosuppressive drugs may warrant the patient to be withdrawn from immunosuppression and to be placed back on dialysis.

The link between immunosuppression and Kaposi's sarcoma was substantiated by the reports of Penn [10,11], which outlined an increased incidence of this neoplasm in the transplant population. According to data collected from several European transplant centers, the incidence of Kaposi's sarcomas among heart transplant patients was 0.41% [12]. In our study, Kaposi's sarcoma was diagnosed in six out of 474 heart transplant recipients (incidence, 1.2%). The early occurrence of this type of neoplasm observed by Goldstein [13] is consistent with our data as the mean time to cancer occurrence after transplantation was about 12 months. Moreover, in our patients Kaposi's sarcoma was strongly related to human herpes virus 8 (HHV 8) infection as four of the patients showed positive serological tests.

In the current study, tumors of the lung were particularly common, accounting for 39% (12/31) of the solid malignancies. All patients with lung cancer had a history of moderate to heavy smoking within 10 years of the time of transplantation. It is likely that a combination of alterations in the cellular immune response due to cigarette smoking, such as a reduction in natural killer cells [14], and pharmacological immunosuppression may have additive adverse effects. Goldstein [13] and Pham [15], who presented two considerable contributions in the study of solid tumors after heart transplantation, highlighted the impressive mortality of lung cancers in immunosuppressed patients. Both of the authors recognized accelerated tumor growth and metastatic spread, with consequently advanced stage of the disease at time of diagnosis, as main causes for the dramatic mortality rate. Therefore, in order not to lose the opportunity for curative resection, efforts need to be taken to rapidly identify and completely define each pulmonary lesion in the heart transplant population.

Skin cancer represents only 9% of all neoplasms in this series. This apparent low incidence may be due to the benign appearance and prognosis of these lesions, which, most of the time, are resected in community hospitals without being reported to the transplant center.

In spite of an increasing ability to selectively suppress T-cell-mediated immunity, the specter of the development of lymphoma remained unaffected in time. The association of Epstein–Barr virus (EBV) and lymphoproliferative disorders has been well established, and the mechanisms of pathogenesis are clear. The immunosuppressive therapy so essential for the prevention of allograft rejection, facilitates EBV primary or reactivated infection, causing a B-cell proliferation that can eventually evolve into a malignant lymphoma. Armitage [16], in 499 heart and heart–lung transplant recipients who survived more than 30 days, observed 20 cases of post-transplant lymphoproliferative disease (PTLD; overall incidence rate, 4%). In the heart transplant population, PTLD occurred in 15 patients (3.4%). The initial treatment for PTLD is a reduction of the immunosuppressive regimen, as first described by Starlz [17]. In our series, a reduction in immunotherapy was effective in resolving two out of three EBV associated lymphomas; in patients affected by lymphomas not related to EBV infection, no tumor response was obtained by lowering the degree of immunosuppression.

While it appears established that cancer is a complication of immunosuppression itself, the exact role of specific agents has not been fully ascertained. Early studies reported an increased incidence of lymphomas in patients treated with high doses of cyclosporin [18]. Later, it was demonstrated that lower doses of cyclosporin and the use of OKT3 reduced the incidence of lymphomas. Conversely, Swinnen [19] reported a higher incidence of lymphomas with the use of OKT3. Our experience was in the same direction: the occurrence of all types of tumor in OKT3-treated patients was significantly higher than that in patients treated with RATG (21 vs. 9.8%; P=0.04). Moreover, a significantly higher incidence of malignancy was observed after the administration of ALG (19%). It must be remembered that patients treated with ALG and OKT3 have a longer follow-up and this may well be the reason for this finding.

Another interesting finding is the positive correlation, at least in the univariate analysis, between the average daily dose of azathioprine and the onset of cancer. Azathioprine is an old immunosuppressant, known to have potential cancerogenic effects. Nevertheless, its significant role in tumor development was not demonstrated by the multivariate analysis.

It is known that the incidence of some types of tumors, such as lung cancer, rises considerably in the sixth and seventh decades of life. This, along with the fact that enrollment in the waiting list of patients in their late 50s or even 60s, is, to date, common, may explain the higher incidence of malignancies in the older patients. Indeed, advanced age at the time of transplantation was the only independent predictor of cancer occurrence in our series. This is well confirmed by several studies [8,15,20].

In summary, the findings of the present study suggest that, in heart transplant recipients, cancer is a critical obstacle to long-term survival. Efforts need to be done in order to minimize the incidence of malignancies in the heart transplant population: thorough pre-transplantation evaluations, especially in the aged or heavily smoking patients, prompt identification and treatment of viral infections which are related to some types of tumors (EBV, HHV 8), reduction of sunlight exposure and, in the near future, the achievement of a more specific and less intense immunosuppressive status may represent tools to achieve this goal.


    Footnotes
 
Presented at the 13th Annual Meeting of the European Association for Cardio-thoracic Surgery, Glasgow, Scotland, UK, September 5–8, 1999.


    Appendix A. Conference discussion
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 
Dr A. Haverich (Hannover, Germany): It was interesting to see that your survival in the Kaposi's sarcoma was actually better than in post-transplant proliferative disease. How did you treat your Kaposi patients?

Dr Rinaldi: I think the reason for this is very early diagnosis. In particular, we tend to investigate more the cutaneous lesions that we sometimes find in these patients that can be misdiagnosed. The other point is that our infectious disease people believe a lot in using desciclovir as an antiviral drug which apparently helps a lot in limiting the extent of the disease.


    References
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 Appendix A. Conference...
 References
 

  1. Cole W. The increase in immunosuppression and its role in the development of malignant lesions. J Surg Oncol 1985;30:139-144.[Medline]
  2. Penn I. Cancers complicating organ transplantation. N Engl J Med 1990;323:1767-1768.[Medline]
  3. Winters G.L., Marboe C.C., Billingham M.E. The International Society for Heart and Lung Transplantation grading system for heart transplant biopsy specimens: clarification and commentary. J Heart Lung Transplant 1998;17:754-760.[Medline]
  4. Penn I., Brunson M.E. Cancer after cyclosporin therapy. Transplant Proc 1988;20(Suppl 3):885-892.
  5. Couetil G.P., McGoldrick J.P., Wallwork J., English T.A.H. Malignant tumors after heart transplantation. J Heart Transplant 1990;9:622-626.[Medline]
  6. Olivari M.T., Diekman R.A., Kabo S.H., Braunlin E., Jamieson S.W., Ring W.S. Low incidence of neoplasia in heart and heart–lung transplant recipients receiving triple-drug immunosuppression. J Heart Transplant 1990;9:618-621.[Medline]
  7. Dresdale A.R., Lutz S., Drost C., Levine T.B., Fenn N., Paone G., Del Busto R., Silvermann N.A. Prospective evaluation of malignant neoplasms in cardiac transplant recipients uniformly treated with prophylactic antilymphocyte globulin. J Thorac Cardiovasc Surg 1993;106:1202-1207.[Abstract]
  8. Mihalov M., Gattuso P., Abraham K., Holmes E.W., Reddy V. Incidence of post-transplant malignancy among 674 solid-organ-transplant recipients at a single center. Clin Transplant 1996;10:248-255.[Medline]
  9. Penn I. Incidence and treatment of neoplasia after transplantation. J Heart Lung Transplant 1993;12:S328-S336.[Medline]
  10. Penn I. Cancer after cyclosporin therapy. Transplant Proc 1988;20(Suppl 1):276-279.[Medline]
  11. Penn I. Solid tumors in cardiac allograft recipients. Ann Thorac Surg 1995;60:1559-1560.[Free Full Text]
  12. Farge D. Kaposi's sarcoma in organ transplant recipients. The Collaborative Transplantation Research Group of Ille de France. Eur J Med 1993;2:339-343.[Medline]
  13. Goldstein D.J., Williams D.L., Oz M.C., Weinberg A.D., Rose E.A., Michler R.E. De novo solid malignancies after cardiac transplantation. Ann Thorac Surg 1995;60:1783-1789.[Abstract/Free Full Text]
  14. Tollerud D.J., Clark J.W., Brown L.M., Neuland C.Y., Mann D.L., Pankiw-Trost L.K., Blattner W.A., Hoower R.N. Association of cigarette smoking with decreased numbers of circulating natural killer cells. Am Rev Respir Dis 1989;139:194-198.[Medline]
  15. Pham S.M., Kormos R.L., Landreneau R.J., Kawai A., Gonzalez-Cancel I., Hardesty R.L., Hattler B.G., Griffith B.P. Solid tumors after heart transplantation: lethality of lung cancer. Ann Thorac Surg 1995;60:1623-1626.[Abstract/Free Full Text]
  16. Armitage J.M., Kormos R.L., Stuart R.S., Fricker F.J., Griffith B.P., Nalesnik M., Hardesty R.L., Dummer J.S. Posttransplant lymphoproliferative disease in thoracic organ transplant patients: ten years of cyclosporine-based immunosuppression. J Heart Lung Transplant 1991;10:877-886.[Medline]
  17. Starzl T.E., Porter K.A., Iwatsuki S., Rosenthal J.T., Shaw B.W., Jr, Atchinson R.W., Nalesnik M.A., Ho M., Griffith B.P., Hakala T.R., Hardesty R.L., Jaffe R., Bahnson H.T. Reversibility of lymphomas and lymphoproliferative lesions developing under cyclosporin-steroid therapy. Lancet 1984;1:583-587.[Medline]
  18. Wilkinson A.H., Smith J.L., Hunsicker L.G., Tobacman J., Kapelanski D.P., Johnson M., Wright F.H., Behrendt D.M., Corry R.J. Increased frequency of posttransplant lymphomas in patients treated with cyclosporine, azathioprine, and prednisone. Transplantation 1989;47:293-296.[Medline]
  19. Swinnen L.J., Costanzo-Nordin M.R., Fisher S.G., O'Sullivan E.J., Johnson M.R., Heroux A.L., Dizikes G.J., Pifarre R., Fisher R.I. Increased incidence of lymphoproliferative disorder after immunosuppression with the monoclonal antibody OKT3 in cardiac-transplant recipients. N Engl J Med 1990;323:1723-1728.[Abstract]
  20. Fleming R.H., Jennison S.H., Naunheim K.S. Primary bronchogenic carcinoma in the heart transplant recipient. Ann Thorac Surg 1994;57:1300-1301.[Abstract]



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