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Eur J Cardiothorac Surg 2001;20:378-384
© 2001 Elsevier Science NL
Department of Thoracic Surgery, Tor Vergata University, Rome, Italy
Received 21 November 2000; received in revised form 27 March 2001; accepted 1 May 2001.
Corresponding author. Tel.: +39-06-51002594; fax: +39-06-5922681
e-mail: mineo{at}med.uniroma2.it
| Abstract |
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Key Words: Thoracic surgery Non-small-cell lung cancer Adjuvant chemotherapy
| 1. Introduction |
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However, because of the frequent observation of recurrent disease in radically operated patients at stage I, we focused our attention on the riskbenefit of chemotherapy in clinical stage I NSCLC patients who underwent radical operation. With this purpose in mind, we developed a randomised trial including a limited but homogenous subset of NSCLC patients, staged pT2N0 (IB). The aim of our study was to assess the validity of postoperative chemotherapy in preventing recurrences and in prolonging survival.
| 2. Patients and methods |
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2.2. Study design
The trial was designed as a prospective randomised, two-group study with postoperative adjuvant chemotherapy versus surgery alone as a control group. The study project was submitted and approved by the ethical committee of the University. Operative procedure included postero-lateral thoracotomy, pleural cavity exploration, dissection of incidental filmy adhesion of the tumour, routine mediastinal lymph node dissection according to the map of Naruke et al. [12], venous vessel preparation and ligation before the arteries and mechanical bronchial suture. All firm adhesions of the tumour with the parietal pleura were considered neoplastic and these patients were not considered for the test. All specimens were collected and sent for histological review. Once proven to be pT2N0 samples, with margin of resection free of tumour invasion and absence of viable regional or distant metastatic disease as required, we requested fully informed consent from each patient eligible for the study. The enrolled patients were randomly assigned to the two groups by a computer procedure that notified the staff of the patient's group only at the time of randomisation.
Chemotherapy regimen consisted of six courses of cisplatin (CDDP) (100 mg/m2) given on day 1 and etoposide (VP16) (120 mg/m2) administered on days 13. Treatment was repeated every 4 weeks. CDDP was infused over 1 h after intravenous hyperhydratation with 2000 ml saline plus potassium chloride. VP16 was administrated as a 30-min intravenous infusion diluted with 250 ml of saline.
Dose reduction and delay in therapy were performed according to haematologic and non-haematologic toxicity, with the exclusion of alopecia, assessed at the beginning of each cycle. Toxicity was scored according to the WHO toxicity scale graded from 0 to 4.
Chemotherapy was administrated at 75% of the planned dose in the event of grade 2 haematologic toxicity and at 50% in the presence of grade 2 neurotoxicity or a creatinine clearance rate of less than 60 ml/min. Dose reduction was handled the same way for both agents. Doses were withheld if myelotoxicity or neurotoxicity exceeded grade 2 or if creatinine clearance dropped below 40 ml/min. The persistence of grade 2 toxicity for a period longer than 14 days implied the interruption of treatment.
For comparison of the two groups, 5-year disease-free and overall survival rates were evaluated at the end. Recurrence rates and causes of death were compared for the two groups. The incidence and degree of severity of adverse effects of adjuvant chemotherapy were evaluated.
2.3. Clinical and pathological staging
Preoperative staging always included a complete history and physical examination, a complete blood cell count with differential, serum biochemistry, urine analysis, plain chest roentgenogram, respiratory functional tests, total-body computed tomography (CT) scan and fibrobronchoscopy. A bone scan was required only when symptoms were present or the alkaline phosphatase level was 50% greater than normal limits. Tumour marker (carcinoembryonic antigen) evaluation and electrocardiograms were obtained at baseline. Echocardiography and cardiopulmonary stress tests were performed when necessary. Hepatic, renal and cardiac impairment were researched where possible up to a maximum period of 6 months preoperatively. Mediastinoscopy was performed only for those who were found to have enlarged lymph nodes by CT scan.
We evaluated generic (i.e. age and sex) as well as specific preoperative risk factors. Among these, we considered a neutrophil count greater than or equal to 5400 cells/mm3, a lactic dehydrogenase (LDH) level greater than or equal to 149 U/l, a Karnofsky index less than 100%, a weight loss greater than or equal to 10% within the last 6 months before operation and concomitant extrapulmonary diseases. Tumour histology (squamous versus non-squamous) and tumour localisation (central versus peripheral according to fibrobronchoscopy visualisation proved by biopsy) were also considered. Operative factors were type of resection (lobectomy versus pneumonectomy) and surgery-related morbidity.
Functional assessment (i.e. electrocardiogram, clearance creatinine, urea nitrogen, bilirubin and liver enzymes) was repeated before each chemotherapic cycle. Follow-up was repeated with the same time schedule for both groups and included a clinical visit, blood biochemical, serum tumour marker assay and chest X-ray, to be performed every 3 months for the first 2 years and thereafter twice per year. A total-body CT scan was done twice per year for the first 2 years and then yearly.
2.4. Statistical analysis
Univariate analysis was conducted between factors capable of conditioning intergroup differences. Continuous variables were tested by the MannWhitney non-parametric test and dependence between categoric variables was analyzed by the chi-square test or Fisher's exact test when appropriate. All tests were two-tailed with a significant level of 0.05.
According to the cognitive nature of the study for the sample size we decided to present the results for the first 50 patients randomised after a 5-year period from the operation. Overall survival and disease-free survival curves were estimated using the KaplanMeier method [13] and the significance test was based on the log-rank test as given by Mantel [14]. The survival time was counted from the day of surgery. Any new neoplastic lesion, second primaries included, was considered a recurrence. All causes of death were treated as final events. Major factors capable of influencing recurrence or death were entered into a regression Cox's proportional hazards model [15] for multivariate analysis.
| 3. Results |
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Furthermore, two patients who were randomised for the study presented major protocol violations at further review and were ruled out from the study. Mean time between surgery and randomisation was 21±3.9 days (range 1428). Afterwards, chemotherapy was medially started after 2.7 days.
All randomised patients were included in the survival analysis, regardless of whether their planned treatment was completed or not. Nevertheless, they were included for the final analysis, to avoid a selection bias, thus improving the survival of the adjuvant group.
Until December 1994 the study accrued a total of 66 evaluable patients. Thirty-three belonged to the adjuvant chemotherapy group and 33 to the control group. Descriptive analysis of the study population is summarised in Table 1. No significant differences were noted in the distribution of preoperative, operative and postoperative risk factors between the two groups in the study (Table 1). Except for those who died earlier, all patients were followed up for a period of at least 5 years.
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Twenty-five patients (75.7%) were able to receive the six planned courses of the treatment regimen, 20 (80%) of them as per schedule. Eight patients did not complete the planned chemotherapy: two refused further treatment after three cycles and another three patients after four cycles.
The last three patients developed rapid disease progression (mediastinal and cerebral metastases) after the completion of only two courses of chemotherapy. They suspended the planned therapy and were considered for supportive care only.
3.3. Recurrence and survival
Recurrence was detected in 16 patients in the adjuvant group and in 23 in the control group. Recurrence patterns are shown in Table 2. In 35 cases, imaging devices showed evidence of recurrence and, in 31 of these patients, this evidence was confirmed by histology. In the remaining four patients, the recurrence was suspected only on a clinical basis. Median disease-free time and time till recurrence showed a statistically significant difference, using the log-rank test, between the two groups studied.
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Fig. 1 shows the disease-free survival curve for the two groups. The 5-year disease-free survival rates were 59% in the adjuvant group and 30% in the control group (P=0.02). None of the other risk factors evaluated by the log-rank test influenced the probability of recurrence in a significant manner. Using Cox's model, the absence of chemotherapy was reported to be only mildly significant (Wald test P<0.05, odd ratio=2.73).
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| 4. Discussion |
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Among patients with resected stage I NSCLC, the most common pattern of failure following complete resection is distant metastatic disease. Matthews et al. [5] reported that 24% of patients who had died of tumour-related diseases within 30 days after complete resection of lung cancer were found to have distant metastasis. Feld et al. [2] reported a local recurrence rate of 11% and a distant recurrence rate of 30% after curative resection, in a group of 196 patients at the T2N0 stage. In another report, Pairolero et al. [21] found, in 158 patients at the T2N0 stage, a 6% local and a 23% distant recurrence rate.
Hence, with the aim of enhancing early systemic control of the disease in order to reduce the probability of recurrence, postoperative adjuvant chemotherapy was proposed as the treatment of choice to be administered to those patients radically treated with surgery [911]. The rationale for adjuvant chemotherapy was based on the concept that effectiveness of therapy is inversely related to the tumour burden.
Holmes [22] showed that 141 patients with completely resected stage II or III adenocarcinoma and large-cell NSCLC had a significant increment in disease-free survival in the adjuvant group. Niiranen et al. [9] demonstrated a significant improvement in overall survival (56 vs. 67%, P=0.05) in 110 patients with operated T13 N0 by the addition of six courses of cyclophosphamide, adriamycin and cisplatin (termed CAP); unfortunately, in this test the distribution for type of resection (lobectomy versus pneumonectomy) was too penalising on the control group.
On the other hand, the Lung Cancer Study Group, in their trial 801 [11], designed as a two-group study (130 patients per group) for stage I patients, including both T2N0 (85%) and T1N1 (15%), revealed no advantage in recurrence-free or overall survival in the adjuvant chemotherapy group. Feld et al. [11] tried to explain the poor results by imbalances in prognostic factors between the two groups, unusual behaviour among non-squamous tumours and bad patient compliance to chemotherapy (four courses of CAP) enhanced by the inadequate antiemetic drugs available at that time.
Since then, in order to diminish the negative impact of incomplete chemotherapy treatment, more tolerable regimens have been introduced. In a recent Japanese test, completely resected NSCLC patients in pathological stage I or II were randomised for chemotherapy versus a control group [10]. The postoperative chemotherapy consisted of two courses of cisplatin, vindesine, mitomycin C (termed PVM) and daily oral tegafur, a fluorouracil derivate for 1 year. The overall and disease-free survival rate between the two groups was similar, 76.8 and 74.1 versus 71.1 and 69.8%. However, in terms of subgroups, the pT1N0 group patients revealed 5-year survival rates significantly greater for the adjuvant group. Another ongoing test (CALGB 9633) is gathering a group of 500 patients with T2N0 randomised surgery alone versus surgery plus chemotherapy with carboplatin and paclitaxel [23].
In our trial, we reported that the 5-year survival rate in patients who underwent adjuvant chemotherapy is significantly higher (P=0.04). Noticeably, the survival rate of our control group is lower than rates (52.765%) reported in the literature [1618] for similar patients. However, data from Van Rens et al. [19] in a group of 797 patients showed a 3-year survival rate of 59% and a 5-year survival rate of 47%, a value not dissimilar to the rate of our control group. Like Van Rens et al. [19], we have defined the terminal event as death by any cause and this could be one of the reasons to be taken into account.
Our results suggest that adjuvant chemotherapy may reduce locoregional recurrences and distant metastases rates in patients at stage IB NSCLC deemed radically operated. This might be explained by the presence of tumour cells in circulation or hidden in lymphatic organs, which can be correlated to poorer prognosis. Indeed, evidence of micrometastases has been demonstrated already in lymph nodes judged negative to microscopic examination by using immunohistochemical staining for the p-53 protein [7]. Monoclonal antibodies to cytokeratin 18 allowed the detection of micrometastasis in the bone marrow [6].
A definitive answer could be given by evaluating the clinical impact of discovering tumour cells or their related protein in circulation. The use of reverse-transcriptase-polymerase chain reaction (RT-PRC) to analyze the blood of carcinoma patients for the detection of m-RNA expressed in tumours cells may aid in predicting which patients will have a favourable outcome following removal of the primary lesion versus those patients considered to be at high risk of relapse, who may require additional treatment such as chemotherapy.
| Acknowledgments |
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| Footnotes |
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| References |
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