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Eur J Cardiothorac Surg 2003;23:397-402
© 2003 Elsevier Science NL
a Department of Cardiothoracic Surgery, Royal Infirmary of Edinburgh, Lauriston Place, Edinburgh, Scotland EH3 9YW, UK
b Department of Anaesthesia, Royal Infirmary of Edinburgh, Lauriston Place, Edinburgh, Scotland EH3 9YW, UK
Received 6 November 2002; accepted 3 December 2002.
* Corresponding author. Tel.: +44-131-536-4185; fax: +44-131-229-0659
e-mail: wsw{at}holyrood.ed.ac.uk
| Abstract |
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Key Words: Bronchogenic carcinoma Video-assisted thoracic surgery Pulmonary lobectomy Survival
| 1. Introduction |
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| 2. Methods |
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Fitness criteria were similar to those used for open resection but, as our confidence in the reduced trauma of a VATS procedure developed, we accepted less fit patients including those with a preoperative ratio of actual vs. predicted FEV1 of 3035%. Patients with obvious complete obliteration of the pleural cavity on preoperative chest films were excluded.
2.2. Operative technique
Details of the surgical techniques used in this series have been presented elsewhere [16]. In brief, we utilised an endoscopic hilar dissection methodology that was intended to provide an endoscopic analogue to a conventional open dissection lobectomy. The videothoracoscope was introduced through a posterior port approximately 1 cm below and posterior to the tip of the scapula. This provides an excellent view of the thoracic cavity and major fissure that is similar to the aspect presented to the surgeon at a conventional thoracotomy. Thus, the anatomical relationships learned at open surgery are immediately apparent. A 5 cm incision was then created in the lateral submammary area as a utility port for the passage of large instruments and staplers and, ultimately, for extraction of the specimen. If conversion to an open thoracotomy was required, this was effected by linking the posterior videothoracoscope port and the submammary incision. Two inferior ports were created for additional instrument access, which were then utilised at the end of the procedure for apical and basal pleural drains.
The first operative step was to undertake a VATS inspection of the pleural cavity in order to exclude unexpected causes of irresectability and to confirm that the lesion was not more advanced than anticipated. We did not regard moderate adhesions or absent fissures as a contraindication to VATS resection. Having confirmed operability, the pulmonary artery was identified at the base of the major fissure and the sheath of the artery entered. In general, the hilar structures were divided according to the most convenient manner determined at surgery, usually with division of the arteries prior to the vein in order to avoid congestion of the lobe. All hilar level nodes were cleared and the lower mediastinal node stations [8 and 9], together with left stations 5 and 6, were removed in order to supplement the preoperative staging. Finally the upper mediastinal node stations were re-inspected in case obviously suspect nodes had been missed. The resected lobe was placed inside a polythene bag within the chest and then extracted intact via the anterior utility port. All patients were specifically consented for a VATS lobectomy procedure.
2.3. Data acquisition and follow-up
Pre-, peri- and postoperative patient details were entered prospectively into a computer database. A survival and disease status census is carried out every 6 months. This was achieved by clinical assessment, direct enquiry to the patient's general practitioner and review of any inpatient admissions that had occurred during each 6-month interval. If cancer had recurred, we attempted to determine whether the recurrence was locoregional or metastatic. Causes of death were also sought from the general practitioner or relevant hospital unit. By law, a copy of the death certificate of all patients registered in Scotland as having cancer must be lodged with the Scottish National Cancer Registry. In instances where the cause of death details could not otherwise be ascertained, we, therefore, obtained the certificated cause of death from this Registry.
2.4. Data analysis
Patients scheduled to undergo VATS lobectomy from the inception of the endoscopic surgery program in May 1992 until end of December 2001 were selected for analysis. Routine summary statistics were obtained and KaplanMeier survival curves were generated using a standard desk top computer package (Statview 5, SAS Institute Inc, USA). Survival calculations were based on freedom from death due to or in the presence of NSCLC. Death from non-cancer related causes, when recurrent disease was not known to be present, were ignored.
| 3. Results |
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KaplanMeier calculated probabilities of freedom from cancer related or associated death are shown in Fig. 1 . This analysis generated a probability of survival to 60 months for Stage I cases of 77.9% (95% confidence limits (CL): 68.687.2%), Stage II was 51.4% (95% CL: 2875%) and III was 28.6%, although the numbers in this category were too small for CL estimation.
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| 4. Discussion |
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This study confirms previous findings regarding the safety of VATS lobectomy [714,17]. It is evident that this procedure can be accomplished for early stage lung cancer in most patients approximately 90% on the basis of our data and with minimal in hospital mortality and morbidity. Even for those in whom a VATS approach does not ultimately prove possible, there is much to be gained by the preliminary VATS inspection. By this, strategy experience is gained in VATS assessment and it is possible to detect unforeseen causes of inoperability or to demonstrate that a greater level of resection is required than the patient can tolerate. In our experience, routine application of preoperative VATS assessment has reduced our open and shut thoracotomy rate to 1.6% overall in lung cancer cases. A similar beneficial reduction was reported by Roviaro who reduced his exploratory thoracotomy rate to 2.6% [23]. The use of videothoracoscopic assessment to identify a non-resectable situation allows the patient to recover quickly and to proceed in far better condition and more rapidly to alternative treatment by radio or chemotherapy than would be the case following a fruitless thoracotomy. The oncological validity of VATS lobectomy will be principally judged by two outcome measures: the rate of local recurrence within the hilum or mediastinum which might imply inadequate local clearance and long-term survival as compared with open lobectomy.
Our data would suggest a local recurrence rate of approximately 2530%. Local recurrence is, unfortunately, rarely commented on by VATS authors. Sugi [24], in a limited study of 100 patients with Stage Ia disease randomised to open or VATS resection, observed a composite rate of six locoregional recurrences out of 15 patients with recurrent disease i.e. 40%. Sugi and others [7,14] have commented on equivalence in lymph node harvest. These data, although, limited, are consistent with the patterns of recurrence generally observed in the literature for open resection. Wound implantation appears to be a negligible risk. McKenna and coworkers [13] observed one case in a multi-institution series of 298 NSCLC cases and we are not aware of any other such reports with VATS lobectomy. It must be observed, also, that whereas this outcome would appear to be exceptionally uncommon in VATS resection cases, we have no data at all regarding the probability of this complication for open surgical resection series.
Survival data following VATS lobectomy have been presented by various authors albeit usually with limited follow-up [10,11,1417]. These reports describe excellent results but at relatively short follow-up intervals. McKenna [13] in his large multi-institutional series recorded a 70%, 4-year KaplanMeier survival for Stage I cases and Sugi [24] reported a remarkable 90% absolute 5-year survival for his Stage Ia cases. Our present experience is derived from reasonably extended follow-up and allows relatively firm 95% CL (±9.7%) around the observed 5-year survival for Stage I of 78%. It is of interest that this figure is consistent with our earlier data [17]. In general, our findings support the view that although survival following VATS lobectomy is largely stage-dependent, it may be particularly good for early stage disease. We believe that this is likely to reflect the reduced trauma and lung handling inherent in VATS lobectomy performed using the endoscopic hilar dissection technique. It could be argued that this series may contain an element of selection bias, but we would suggest that there are few Stage I lesions, which are not suitable for lobectomy. The only Stage I NSCLC cases which would be excluded by our selection criteria are central Stage I lesions. These are extremely uncommon in our experience and would anyway require pneumonectomy or sleeve resection rather than a lobectomy. Ultimately, only a randomised prospective study comparing open and VATS lobectomy will resolve the question of comparative survival and a multi-institution study of this type is planned to commence in 2003.
The currently available evidence suggests that VATS lobectomy for clinical Stage I and II NSCLC is a technically safe procedure which is associated with long-term survival and recurrence outcomes that are at least equivalent to those provided by open thoracotomy. We, therefore, conclude that VATS lobectomy should be the treatment of choice for early stage lung cancer.
| Footnotes |
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| Appendix A. Conference discussion |
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Dr Walker: The strategy is aimed at patients with peripheral lung cancer. That is a valid observation.
Dr I. Poliakov (Krasnodar, Russia): I wanted to ask you one question. How many surgeries do you perform per year now, 2 years ago, 5 years ago, and 10 years ago? It means how intensively do you apply this technique, VATS lobectomy, compared with open surgery?
Dr Walker: It probably accounts for about 30% of our lobectomies in our unit. My previous senior colleague has retired, so I now have access to more cases, and that helps.
Prof A. Yim (Hong Kong, China): My question to you is, have you compared VATS with open surgery (perhaps in a historical group) on survival and recurrence?
Dr Walker: The short answer to that is no, and I'm not sure whether it would be helpful in our case, because we took the decision to go to fairly extensive preoperative staging at the time of the VATS program. Prior to that our use of mediastinoscopy had been occasional rather than systematic, so I'm not sure they would be comparable groups.
Dr T. Szoke (Szeged, Hungary): I have two questions. First, at open lobectomies do you perform lymphadenectomy or extended sampling or sampling? Second, did you have any control group from patients operated by open thoracotomy?
Dr Walker: I missed the second point.
Dr Szoke: Did you have any control group from the patients who were operated via thoracotomy?
Dr Walker: We didn't have any control group. We are in the process of trying to organize a multi-institutional randomized study, and that has now received ethical approval. I hope we'll start in the spring of next year. As regards lymphadenectomy, the open cases are dealt with in exactly the same manner. We have not made any difference in our approach.
Dr D. Wood (Seattle, Washington): I question your conclusion. Your data certainly show that you are able to accomplish VATS lobectomy in a safe fashion. I am not sure that that makes it the procedure of choice. You did not show us any evidence that it was superior to an open lobectomy. I urge caution in interpreting the results based upon selection bias. You have two potential types of selection bias. One is a cohort selection bias. As Mark Ferguson just showed in his paper, there was a difference in the outcomes in a historical cohort and a more modern cohort in terms of accuracy of staging and more sophisticated operative and postoperative care. That will favor better outcomes in the more recent patient series. There is also the patient selection bias of selecting patients with more central tumors for open lobectomy and patients with more favorable peripheral stage I cancers for VATS lobectomy. That will also skew your results to favor VATS. I am very happy to hear that you are organizing a prospective randomized trial, both to verify your results, as well as to emphasize what the benefits are of VATS lobectomy.
Dr Walker: I take those points entirely. I think our position is not to say that VATS lobectomy is better than an open lobectomy from an oncological perspective, merely that, as far as we can judge, it doesn't disadvantage the patient, and given the other benefits, we would therefore wish to promote this form of surgery.
Dr R. Stanbridge (London, England): Can I just ask a quick question here about the training for doing VATS lobectomy. For two or three years now I have been doing lobectomies through minithoracotomy holes with a camera to visualise but mostly by direct vision, and I have converted recently to doing them entirely closed VATS, but it is quite a step to go from seeing something to doing it entirely on the camera around major vessels, and I wondered whether you feel that the training program should go through a mini hole first - by direct vision, or whether you should just go straight on to it. How do you feel you should train people?
Dr Walker: I have two registrars in the room, both of whom have been doing some of these cases. I think it's just something that one is as well to go straight to. I have to say my own knowledge of pulmonary anatomy improved enormously with the VATS program, because I don't think I ever really looked at the anatomy of the lung in quite the same way at the time of an open operation. But I agree that there is a learning curve and it takes a while to climb up it.
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