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Eur J Cardiothorac Surg 2004;25:6-15
© 2004 Elsevier Science NL
Review |
a Department of Cardiovascular-Thoracic Surgery, Rush-Presbyterian-St. Luke's Medical Center, Rush Medical College, 1653 West Congress Parkway, Chicago, IL 60612, USA
b Department of Cardiothoracic Surgery, John H. Stroger, Jr. Hospital of Cook County, Suite 1156, 1725 West Harrison Street, Chicago, IL 60612, USA
Received 10 July 2003; received in revised form 17 September 2003; accepted 22 September 2003.
* Corresponding author. Tel.: +1-312-563-2762; fax: +1-312-563-4388
e-mail: chstcutter{at}aya.yale.edu
| Abstract |
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Key Words: Aortic valve Valve repair Aortic insufficiency Aortic valve surgery Valvuloplasty
| 1. Introduction |
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Techniques of aortic valve repair have been documented for over 40 years. Starr and associates first reported a technique for aortic repair in 1960 [1]. This was followed by two case reports of aortic valve repair along with ventricular septal defect repair in young patients by Spencer in 1962 and later Trusler in 1973 [2,3]. Interest in reparative techniques grew in Europe after Carpentier reported on a large number of repairs in one of the first articles to report on the indications and outcomes in 1983 [4]. In the early 1980s, as percutaneous balloon valvotomy was performed with increasing frequency in the United States, surgeons became more involved in aortic valve repair after annular disruptions and other balloon-induced injuries caused acute insufficiency in young patients requiring immediate repair [5]. Starting in the 1990s, several authors began to report on their experiences with larger numbers of patients using different techniques. This review will examine the published experience with aortic valve repair, attempt to streamline the results and draw conclusions regarding the success and applicability of aortic valve repair. To meet this end, we reviewed the worldwide experience with aortic valve repair for aortic insufficiency in adults and focused on the indications and outcomes of various techniques.
| 2. Methods |
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This search found eight retrospective patient series from 1991 to 2002 that contained sufficient information and follow-up for analysis of the various techniques used for valve repair. These are detailed in Table 1. In addition, there were another three articles that dealt with only the cusp extension technique using glutaraldehyde-treated autologous pericardium, and these were analyzed separately since a single reparative technique was used. These are detailed in Table 2. The numbers given in the tables are weighted means to accurately reflect the trends across all series.
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The first type of repair used for annular dilation was called a circular annuloplasty, also known as a circular suture, which is anatomically more accurate (Fig. 2) . The circular suture is a continuous mattress of 2-0 non-absorbable suture that is passed through the aortic wall at the attachment point of the leaflet caudad toward the ventricle and then cephalad from the ventricular side back up through tissue at the leaflet attachment point and brought around the entire circumference of the valve. The suture is pulled tight at the ends to imbricate the wall of the aorta, decrease the circumference, and bring the leaflets to better coaptation. Thus, this suture is not at what might be defined as the annular level; rather it traces the attachment point of the valve leaflets.
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For patients with aortic stenosis and/or insufficiency, caused by thickening of the free edges of the leaflets, leaflet shaving can be performed to unroll the free edge and allow better coaptation. A scalpel is used to incise the free edge and unroll or thin out the edge to allow the cusps to come together. This may be combined with cusp extension using pericardium to allow the leaflets to touch and become competent.
In our review, we noted that different authors used various methods of repair and commonly used more than one technique to repair the valve in any given patient, i.e. a triangular resection and commissural annuloplasty. This is why the total of percentage usage of the various procedures exceeds 100% in some series (Table 1b). The types of repair were grouped according to whether the intervention was only on a single leaflet (leaflet resuspension, triangular resection), on the annulus (commissural annuloplasty, circular annuloplasty), or on all three leaflets (pericardial extension). Depending upon the author, differing terms may have been used to describe what was done (leaflet plasty, commissural plication) and we categorized these under the above headings for comparison as best as could be gleaned from the author's description of what occurred. With multiple reparative techniques commonly being used in a single patient and with diverse pathology occurring in every series, organizing the patients into pure subgroups by specific technique, or discrete categories of pathology, was difficult. The exception to this was the articles describing the outcome using the pericardial extension technique only. Thus, the results were organized separately into Tables 1 and 2.
| 3. Results |
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The indications given for aortic valve repair as determined from this collective review were isolated aortic insufficiency (without another valve being diseased) due to:
Procedures on a single leaflet (leaflet resuspension, triangular resection) were performed in 36%, circumferential reduction (various annuloplasties, etc.) in 49%, leaflet extension with pericardium in 11%, and other additional procedures in 26%.
The perioperative morbidity ranged from 3.6 to 23% (mean 14%) and the early mortality ranged from 0 to 8% (mean 3.6%). Only patients in atrial fibrillation or patients with another indication for anticoagulation were treated with warfarin. The vast majority were given only antiplatelet agents. For all patients, the incidence of thromboembolic events and infectious endocarditis was 1 and 0.7%, respectively. Late mortality ranged from 0 to 8% (mean 2.8%).
There were only two series that reported on 5-year survival [10,11]. The average 5-year survival for 117 reported patients was 97%. Only two documented 10-year actuarial survival for 140 patients (with 95 and 96% follow-up) of 74 and 86% (mean 81%) [10,12]. Most of the reports gave early to mid-term follow-up (range 6118 months, mean 46 months).
There was a higher than expected recurrence rate, with significant recurrence of aortic insufficiency requiring reoperation occurring in 10% of patients across all series during a mean 4 year follow-up. The reasons for recurrence included suture line failure or dehiscence of the repair, endocarditis, late failure of autologous pericardium, and progression of disease to involve the repair. This resulted in a 5-year freedom from reoperation of 74100% (from four series, mean 89%) and a 10-year of 51 and 100% (from two series, mean 64%) [10,1214].
3.2. Results of pericardial extension
In an independent analysis, we reviewed three reports in the literature in which a single method of repair, cusp extension using glutaraldehyde-treated autologous pericardium, was used [1517]. These three reports were analyzed separately since only one method of valve repair was used in all patients and allowed for a more pure comparison of results.
There were a total of 205 patients (mean age 25) who had the aortic valve repaired using this technique. The etiology was rheumatic in 94%, degenerative in 5%, and congenital in 1%. Seventy-seven percent of the patients had pure aortic insufficiency, 17% had mixed aortic insufficiency with some degree of stenosis, and 6% had pure stenosis. The early mortality was 1.5%, with a late mortality of 2.4% after a mean follow-up of 48 months. During follow-up, no patient suffered a thromboembolic event, but 2.4% of patients did develop infectious endocarditis. The average 5-year survival was 94%. Significant recurrences requiring reoperation occurred in 7.8% during the 4-year follow-up. The 5-year average freedom from reoperation was 91%.
3.3. Reasons for failure of the repair
From all articles reviewed (both groups above), six articles reported the reasons for failure of the valve repair [12,1519]. These six papers described a total of 363 repairs, of which, 48 (13%) failed. The most common reason for failure was progression of rheumatic disease to involve the repair in 24 (50%) patients. The second most common reason was suture line dehiscence, which occurred in 11 (23%). The suture line dehiscence occurred within the first 24 h postoperatively in two patients, and at 8 days, 2.5 months, 4 months, 8 months, 14 months, 42 months, 3.5 years, and 5.3 years after surgery in one patient each. The time after surgery was not described for the final dehiscence. Endocarditis was the reason in six (13%). Four other failures were due to calcification or retraction of the pericardial extension tissue (8%). The etiology behind the remaining three failures was unknown.
When all of the articles covered by this review are taken into account, the early recurrences were always attributed to technical mistakes. This included suture line dehiscence, pericardial tissue tears, and one patient whose pericardial extension tissue strips were excessively redundant and flapped over the left main ostium, causing intermittent, dynamic occlusion and ischemia leading to cardiac arrest. The late recurrences were due to progression of rheumatic disease, late suture line dehiscence, pericardial tissue tears, or calcification and retraction of the pericardial tissue. Grinda studied the explanted valves from three patients who developed recurrent insufficiency and found that the pericardial extension tissue showed fibrosis, small calcifications, and retraction as early as 14 months after surgery [15].
| 4. Discussion |
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The authors cited in Tables 1 and 2 almost uniformly used aspirin, another antiplatelet agent, or no medication after surgery, with warfarin being reserved only for those patients who developed postoperative atrial fibrillation. For example, Duran reported that after surgery, 53% of patients were on an antiplatelet agent, 42% were receiving no prophylaxis, and 5% were on warfarin [23]. For all types of repair, the combined incidence of thromboembolic events in 458 reported patients during a mean follow-up of 49 months was 1%. For the pericardial extension groups, their incidence of thromboembolic events in 171 reported patients during a mean follow-up of 47 months was zero. This compares favorably with the long-term outcome studies of bioprosthetic valves in the aortic position, for which their reported incidence of thromboembolic events in 495 patients over 6079 months without anticoagulation was 2.33% [24,25]. Thromboembolic events did not occur at all after pulmonary autografting in 271 patients from 27 months to 4.2 years after surgery [26,27]. Similarly, there were no thromboembolic events reported after aortic homografting in 195 patients followed from 50 months to 7 years [28,29]. The low incidence of thromboembolic complications after valve repair without anticoagulation justifies continued interest in these techniques.
By preserving the native valve, there should be a theoretical advantage to reducing the incidence of infectious endocarditis after surgery. The reported incidence of infectious endocarditis after all types of repair for 302 reported patients over a mean follow-up period of 49 months was 0.7%. In the pericardial extension groups, the incidence in 205 reported patients over 48 months was 2.4%. This also compares favorably with the reported incidence in bioprosthetic valves in the aortic position. In two large studies covering 658 patients over 5 years, the reported incidence was 12% [30,31]. For pulmonary autografts, the incidence is also 1% [26,27]. Infectious complications are rare after homograft replacement, with an incidence less than 1% [29].
With the risk of thromboembolism and infectious endocarditis being roughly equivalent, the determining factor in selecting the operative approach for a patient; be it valve repair or the use of a bioprosthetic, pulmonary autograft or homograft replacement valve; might be durability. Including all repair techniques, examining 502 patients followed for a mean of 46 months, significant recurrences that required reoperation occurred in 10%. The 5- and 10-year freedom from reoperation rates were 89 and 64%. For the 205 pericardial extension patients followed for a mean of 48 months, the reoperation rate was 7.8%. The 5-year freedom from reoperation rate was 91%. Long-term outcome studies that examined the results of bioprosthetic replacement in the aortic position have found five, eight, ten, 12 and 13 year freedom from reoperation rates of 96, 9099, 96, 83 and 91%, respectively [24,25,3032]. Based solely on reported numbers the results for valve repair seem less favorable than bioprosthetic replacement. However this comparison is not valid, as most studies of bioprosthesis durability are in the elderly (mean age 72) while the average age of patients in these studies was 36. Early generation bioprostheses did not demonstrate similar durability in younger people leading to the abandonment of their use in favor of mechanical prostheses. With pulmonary autografts, 5- and 7-year freedom from reoperation for autograft failure is 91 and 93% [33,34]. The 5- and 7-year freedom from reoperation for failure of the homograft in the pulmonic position is 97 and 98% [33,34]. The overall 7-year freedom from any valvular reintervention after the Ross procedure is 88% [35]. For aortic homografts, the 7, 10 and 15-year freedom from reoperation rates are 89, 86, and 58% [29,36]. However, differences in procurement, sterilization, preservation, and implantation of these homografts prevent a scientifically valid comparison of overall performance [37]. These results suggest that early durability of aortic valve repair is similar to that of pulmonary autograft, or homograft replacement valve in younger people, but later durability is worse (Table 3), though probably better than early generation bioprostheses. Repair may not be justified in older patients with excellent proven longevity of bioprostheses. With better proven durability, third generation bioprostheses are now being recommended for younger patients instead of mechanical prostheses, the results in younger patients remain unknown. The application of simpler repair techniques (such as annular reduction techniques) may have a better long-term success than techniques that involve direct repair of leaflet abnormalities. This is borne out by the higher long-term failure rate of rheumatic valves. The data show that the outcome for rheumatic valves repaired was worse than for other etiologies. This is also true for mitral valve repair. Additionally, the most common mode of early failure, suture line dehiscence, may not be as common a problem with simpler methods of repair. However, the published data does not allow this discrimination by type of repair, and so no independent data for annuloplasty alone can be isolated and scrutinized.
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We found that the actual mean 5-year survival after all repairs in a reported 322 patients was 95%. The actuarial 10-year survival was 80%, although only two articles reported 10-year survival in a total of 140 patients. Five, 7, and 10-year survival after the Ross procedure is 94, 97, and 86%, respectively [27,3335]. For replacement, reported 5, 8 and 13-year survivals are 8088, 7081, and 3153%, respectively [24,25,30,31,33]. Since a relatively larger percentage of the valve repairs were done in younger patients (mean age 36 years, versus 72 years for replacement), the improved survival at 5 and 10 years may be attributed to better left ventricular function, which is associated with a younger and more vigorous patient population. Indeed, the NYHA class was dissimilar at the time of operation. Sixty-five percent of the patients undergoing repair were in NYHA class IIIIV, while two large studies in the literature reported that patients in NYHA class IIIIV comprised 7885% of the patients having valve replacement [30,33]. Therefore, it is imprudent to state that repair has an improved survival when compared to replacement, because the populations are not comparable. Additionally, survival in the older patient population of the replacement cohort is negatively impacted by other comorbid conditions, as all deaths were not directly related to heart disease, but rather, confounding disease states not commonly found in the younger patients.
As expected, the younger patients undergoing repair in the studies reviewed within this article had a higher incidence of bicuspid valves, when compared to large outcome studies of valve replacement, for which the indications were usually rheumatic or degenerative disease. The percentage of bicuspid valves ranged from 3 to 75% (mean 30%) (Table 1a). Bicuspid valves are more likely to calcify and degenerate over time. Early preliminary findings from clinical trials of aortic valve repair suggested that bicuspid valves may be less amenable to reparative techniques than tricuspid valves [38,39]. The reason for this is that the histoarchitectural distribution of calcific deposits in the bicuspid valve is more diffuse, involving both leaflets completely from free margin to aortic wall; while calcification of tricuspid valves occurs in nodular form with a sporadic distribution [40]. Although this remains to be proven, the higher incidence of bicuspid valves in the patients undergoing repair may be responsible in part for the increased recurrence and reoperation rates. An intermediate follow-up report; including 94 patients with bicuspid aortic valves and insufficiency due to a prolapsing leaflet, all repaired by either triangular resection or mid-leaflet plication; documented 5 and 7-year freedom from reoperation rates of 87 and 84%, respectively [41].
As with all new surgical techniques, as time passes and more experience is gained, the results improve. In 2000, a 22-year study (the article reviewed with the longest follow-up) found that only 57% of aortic valve repairs remained competent over two decades, and that most adults would eventually require valve replacement [42]. Most recently, results from a 15-year retrospective series found that freedom from reoperation after aortic valve repair was 87% at 5 years with a 0.6% early mortality [18] (abstract only, details unavailable for analysis).
| 5. Conclusion |
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| Acknowledgments |
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| Appendix A. Search terms |
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Aortic valve repair
Aortic insufficiency
Aortic valve plication
Aortic annuloplasty
Aortic valve extension
Aortic leaflet repair
Triangular resection
Leaflet resuspension
Commissural plication
Commissural annuloplasty
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