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Eur J Cardiothorac Surg 2004;25:610-618
© 2004 Elsevier Science NL
Department of Cardiothoracic and Vascular Surgery, Deutsches Herzzentrum Berlin, Augustenburger Platz 1, 13353 Berlin, Germany
Received 18 July 2003; received in revised form 3 January 2004; accepted 7 January 2004.
* Corresponding author. Tel.: +49-30-459-32000; fax: +49-30-459-32100
e-mail: jurmann{at}dhzb.de
| Abstract |
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Key Words: Heart failure Cardiogenic shock Cardiac transplantation Left ventricular assist device Ventricular assist device Circulatory support
| 1. Introduction |
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| 2. Materials and methods |
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Between September 2000 and July 2002, a total of 27 male patients (mean age 66±4 years, range 6077) were selected for long-term LVAD support. Four patients (15%) were above 70 years of age by the time of LVAD implantation. The underlying cardiac pathology was dilative cardiomyopathy (n=8) or end-stage heart failure from ischemic heart disease (n=19). Twelve patients (44%) had previously undergone cardiac operative procedures; four of these (15%) had already had two previous cardiac operations. In one patient, three operative procedures had been performed before, namely coronary artery bypass grafting, followed by resection of LV aneurysm and finally, cardiomyoplasty. Eleven patients (41%) had received implantable cardioverter-defibrillators (ICDs) earlier (Table 1).
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Only six patients did not require intravenous inotropic support immediately prior to LVAD implantation (Table 1). Weaning from intravenous inotropic support was not possible in any of the other 21 patients. Only five out of these 21 patients could be stabilized on a minor dosage of dopamine and dobutamine (4.37±1.37 µg/kg per min). The six patients without and the five patients with only minor inotropic support were judged from their clinical presentation as to have stable circulatory patterns before LVAD insertion. In contrast, in the remaining 16 patients judged as instable, catecholamine-dependent heart failure progressed to require high-dose administration of dopamine and dobutamine (10.05±3.14 µg/kg per min); in the majority of the latter patients, epinephrine (n=7, 0.23±0.09 µg/kg per min) and/or enoximone (n=9, 3.92±2.43 µg/kg per min) were administered in addition. Advanced cardiogenic shock persisted or developed in 10 out of the 16 instable patients despite all conventional measures; mechanical ventilation and hemofiltration/dialysis became necessary in four patients each (Table 1).
2.2. Selection of LVADs
With the patients being scheduled for permanent circulatory support, implantable LVADs have been our first choice. The Micromed DeBakey LVAD (Micromed Technology Inc., Houston, TX, USA) [4,5] was implanted in 15 patients and, in this series of patients, succeeded the Novacor N100 LVAS (World Heart Inc., Oakland, CA, USA) [6], which was only used in two early cases, as an implantable blood pump. Four hemodynamically stable patients received implantation of the first totally implantable LVAD, the Arrow Lion Heart LVD 2000 (Arrow Intl. Inc., Reading, PA, USA) [7] between September 2000 and July 2001. The Berlin Heart Excor pneumatic LVAD (Berlin Heart AG, Berlin, Germany) [8,9] was implanted in six cases between September 2000 and September 2001. With it's proven hemodynamic efficiency and utilizing a left lateral implantation technique, the Berlin Heart Excor LVAD found it's major application in patients with instable hemodynamic patterns and previous cardiac procedures (Table 1).
The Micromed DeBakey LVAD (Fig. 1) [4,5] is a small, light-weight (<100 g) axial flow blood pump. While the blood pump itself resides within the chest, a percutaneous driveline has to be brought out through the skin in the right lower abdomen and connects the blood pump to the external controller and battery pack, which are worn by the patient in a shoulder bag. During the year 2001, the DeBakey LVAD was modified to bear a Cameda® heparin coating of the interior blood-contacting surfaces. The Berlin Heart Excor LVAD [8,9] is a paracorporeal, pneumatically accentuated blood pump. Both in- and outflow cannulas are brought out through the skin in the upper abdomen and are connected to the paracorporeally situated blood pump. The blood pumps of the Berlin Heart Excor LVAD have had a Cameda® heparin coating since 1994. A portable external pneumatic driver (Excor®) provides enhanced patient mobility (Fig. 2) and allows the patients to ambulate freely and to be discharged home. Like all implantable electromechanically driven pulsatile flow blood pumps, both the Novacor N100 LVAS [6] and the Lion Heart LVD 2000 require the creation of a pump pocket underneath the left rectus abdominal muscle. In the case of the Novacor, a percutaneous driveline, which exits the body in the right lower abdomen, connects the blood pump to the external controller and battery pack. The Arrow Lion Heart LVD 2000 is the first totally implantable LVAD [7]. For this LVAD, it is necessary to implant an internal controller with internal battery, the inner coil of the transcutaneous energy transmission system (TETS), and a volume compensation device (compliance chamber) with an access port in addition to the blood pump itself. Electric energy is supplied to the LVAD from an external battery pack and through the intact skin by means of inductive coupling from an external TETS coil, which is placed above the implanted inner TETS coil.
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Long-term anticoagulation management was similar for all LVADs and included the administration of phenprocoumon (INR 3.03.5), aspirin and dipyramidole [9]. During the phase of in-hospital rehabilitation after LVAD implantation, the patients were trained in the self-assessment of INR and corresponding daily adjustment of the phenprocoumon dosage. Ambulatory care was provided by our institution through a designated outpatient clinic, where the patients were monitored in intervals of 26 weeks. In the patient with the Lion Heart LVAD, the pressure within the volume compensation compartment was checked every 23 weeks through the access port and an appropriate amount of gas was refilled.
KaplanMeier estimates of cumulative survival were calculated using commercially available software (SPSS Inc., Chicago, IL, USA). In case the analysis was stratified according to a factor, the log rank statistics, the Tarone-Ware and Breslow statistics were applied to each analysis to test the equality of the survival distributions for different levels of the factor.
| 3. Results |
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3.2. Long-term support
Eleven out of 13 long-term supported patients were either discharged home after physical rehabilitation and appropriate training in device management and self-assessment of the INR (n=10) or transferred to a remote hospital for further rehabilitation (n=1). Seven late deaths occurred during long-term follow-up: two patients died secondary to recurrent pneumonia/septicemia at 118±43 days following Berlin Heart LVAD implantation and after initial recovery and mobilization. The remaining five late deaths were observed at 205±46 days in patients with the DeBakey LVAD who had been discharged home long before (n=4) or transferred to a remote hospital after uneventful recovery (n=1, 91 days) (Table 2). In the first case, the patient was readmitted with a largely asymptomatic intracranial bleeding, low LVAD flow and laboratory evidence of device-related hemolysis. The patient recovered from the intracranial bleeding without sequelae, but the LVAD flow remained low. Later the LVAD arrested and the DeBakey LVAD was replaced. The patient recovered quickly after LVAD replacement and was fully mobilized a few days after the operation. He died from a sudden massive secondary intracranial bleeding 16 days after LVAD exchange. The second patient was readmitted with a minor intracranial hemorrhage after more than 7 months following LVAD implantation. Two weeks later, the DeBakey LVAD arrested and a major stroke occurred. The third patient was readmitted with low LVAD flow and clinical evidence of a minor stroke. A lysis therapy was initiated to save the thrombosed LVAD, but an intracranial hemorrhage developed. The fourth patient was readmitted with intermittent low LVAD flow, hematuria and poor physical condition in general. Presence of a colon carcinoma was suspected on the grounds of his clinical presentation and endoscopic findings; however, histology remained negative. Two weeks later the LVAD arrested and was replaced by a Berlin Heart Excor LVAD. The patient died later from right ventricular and multiorgan failure. The fifth patient, at the age of 77 years, died from sudden spontaneous intracranial hemorrhage after previous recovery and full mobilization following LVAD implantation.
Other technical defects of the implanted LVADs were infrequently observed (Table 2). Controller failures necessitated the elective replacement of external VAD components in some DeBakey LVADs. In the one patient with the Lion Heart an electronic defect of the implanted internal controller without effects on blood pump performance was suggested by transcutaneous data transmission. Replacement of the internal controller was advised and was scheduled at 18 months after LVAD implantation. Subsequent infection of the operative site necessitated two further surgical revisions, implantation of a replacement internal controller and prolonged hospitalization (Table 2). In him, also the external coil of the TETS system had to be replaced once because it tended to overheat. Technical failures of the LVAD system, LVAD-associated infections and other non-cardiac events were the three most frequent causes for hospital readmission in these patients (Table 3). In the patient with the Lion Heart, the pre-existing severe peripheral arterial occlusive disease necessitated the amputation of the left upper limb and right forefoot amputation resulting in substantially extended hospitalization (Table 3).
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| 4. Discussion |
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To address this problem we used permanent mechanical circulatory support in elderly patients above 65 years of age or for those not qualifying for cardiac transplantation or bridge-to-transplant procedures because of established contraindications and age above 60 years. For this initial experience with permanent circulatory support, elderly patients with highly critical hemodynamic status, previous IABP support, intubation or renal failure were accepted (Table 1). Although our experience is still limited with the regard to the total number of cases, we can now prove a strong association between the preoperative circulatory status and early outcome (Figs. 4 and 5). In other terms, more selective inclusion of patients will clearly improve on the high early mortality rates observed in patients with preoperative shock.
The majority of patients in this series received the Micromed DeBakey LVAD. The DeBakey LVAD with its compact design and comparatively simple implantation techniqueand the possibility of implantation via the left thoracotomy approach in cases with previous cardiac procedureswas anticipated to be advantageous when employed in patients as selected for this clinical series. However, the incidence of VAD thrombosis and stroke/intracranial hemorrhage encountered with the DeBakey LVAD between 143 and 230 days of LVAD support was largely responsible for the late mortality in this series.
Younger patients who are considered for LVAD implantation within bridge-to-transplant procedures and who present with a range of hemodynamic patterns similar to those observed in this series in general are expected to have a better early and late outcome than the patients in this series. It is therefore our impression that older age and the associated multimorbiditiy set the conditions for LVAD therapy in these patients apart from those of other patient groups, as for example, the bridge-to-transplant experience. Furthermore, this series stands out because of the high number of patients who were included despite previous cardiac operative procedures (44%).
More importantly, we were able to demonstrate that permanent LVAD use enables even such elderly patients to spend 73%, resp. 79% (Table 3), of their remaining life span on out-of-hospital LVAD support after their initial discharge from hospital. In addition, no patient has died so far beyond 235 days of LVAD support. Remarkably, the two long-term surviving patients with the Berlin Heart Excor LVAD required exceptionally few hospital readmissions resulting in a 95% out-of-hospital LVAD support time (Table 3). While this is also important to note in economical terms, it means that permanent LVAD support clearly is an option for this patient cohort. When evaluating the length of hospitalization in these patients, one has to bear in mind that such hospitalizations are very often longer than if treatment of the diagnosed illness alone led to readmission. The reason is that, at present, there is a lack of secondary caregivers and professional out-of-hospital ambulatory care for such patients in our health system.
This series of patients can be compared to two other clinical trials being conducted on similar patient cohorts and within the same time frame the REMATCH trial (May 1998 to July 2001) [16] which was a double-armed US multicenter trial enrolling 68 patients for the treatment arm with permanent LVAD support using the partially implantable vented-electric Heartmate LVAS (Thoratec Corp., Pleasanton, CA, USA), and the single arm Lion Heart [7] European CUBS trial (Clinical Utility Baseline Study) [17], which enrolled 22 patients between October 1999 to December 2002. The 1 and 2 years survival rates in the REMATCH trial were 52% and 23%, and in the CUBS trial the survival rates were at 41% and 36%, respectively, which suggests these results to be on par or to provide some improvement over the 22% survival rates at 1 and 2 years in our series. In contrast to both the REMATCH and the CUBS trials, our series, however, included a high percentage of patients with advanced circulatory failure before LVAD implantation or previous operative cardiac procedures, which were not present there. Regarding demographic data and the results, strong similarities between the REMATCH trial and our series become evident: the patients' mean age, average survival time, long-term survival rates and average number of days spent out of the hospital are well within comparison.
In summary, the overall survival rates during permanent circulatory support in patients of advanced age in this studyas well as in similar series at that timewere lower than anticipated. Because of the high early mortality encountered, the inclusion of patients presenting with the combination of advanced age and profound cardiogenic shock cannot be recommended in general and the indication for LVAD support in such cases should be assessed on an individual basis. Long-term VAD support using the Micromed DeBakey LVAD, in our experience, provided less favourable results. The survival rates remained rather stable in patients beyond 250 days of LVAD support, and these patients could be maintained on out-of-hospital LVAD support for most of the time, clearly indicating that permanent circulatory support already has evolved as a treatment option for such patients. We would anticipate that, with the appropriate selection of patients and the LVAD technology available to us today, survival rates of 4050% at 2 and 3 years might well be achieved in elderly patients with end-stage heart failure in the near future.
| Acknowledgments |
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| Footnotes |
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| Appendix A. Conference discussion |
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Dr Jurmann: Not yet.
Dr Aberg: Are you planning to do so?
Dr Jurmann: Yes.
Dr Aberg: From my point of view, I think the treatment of chronic heart failure will be one of the issues that heart surgeons are going to be involved in. So I think these early attempts at mechanical support are indeed extremely important and worthy of a good discussion.
Dr V. DiSesa (West Chester, Pennsylvania): You used a relatively small number of a relatively large number of different devices. Based on at least this experience, have you got a favorite now or is there one that you use or are you still evaluating all of them?
Dr Jurmann: Performing a VAD implantation in an older patient with terminal heart failure or cardiogenic shock obviously means to perform a large operation in old and critically ill patient. We had to experience early throughout this series that such patients just did not recover as well as younger patients receiving VAD implantation in a similar preoperative condition.
The DeBakey VAD is a pretty small, light-weighted design, and during implantation, it gives you the impression that this is much less of an operation than implanting some other pulsatile pumps, for example. It has therefore been the hope that we had associated with the introduction of the DeBakey VAD, that the DeBakey VAD would enable us to downsize the invasiveness of the VAD implantation procedure itself. It didn't work out for us and during this series actually, and we are very unfortunate to tell this. So the DeBakey would have been an ideal solution; it is a small device per se. So, for the moment, I think pulsatile pumps like the Lion Heart, Novacor or the Berlin Heart Excor seem to be in favor in terms of long-term support. This is what I can say at the moment.
Dr F. Mohr (Leipzig, Germany): Your results match the results of the REMATCH trial more or less, and I am not sure whether we should be encouraged or discouraged by these results, because if you look at it from the perspective of an insurance company, I think there is a big question mark whether we can go ahead to do that.
My question for you is in terms of those patients you operated upon in cardiogenic shock, your survival rate is only 10%. If you would like to stimulate us to continue with such support or assist treatments, shouldn't we exclude those patients in cardiogenic shock as a candidate, because otherwise it is my opinion we will have a problem to justify it.
Dr Jurmann: Regarding these results, the numbers are still a little too small to do some meaningful detailed statistical analysis, like a multivariate analysis of associated risk factors. Related to your comment about the patients in severe cardiogenic shock, one clear message from these data is, however, that VAD implantation in older patients in severe cardiogenic shock might not be recommended in general. Such cases will have to be evaluated on an individual basis. On the other hand, I will have to remind you, that, by comparison, the expected survival of such patients is zero. So, the results from this series might be ambivalent: there is a higher than anticipated early mortality which was the consequence of our patient selection, advanced age and multimorbitidy, as demonstrated, and there were late complications with one of the VAD types chosen. But there are also rather stable survival rates in patients beyond 260 days of VAD support, clearly indicating that permanent VAD support is an option for such patients.
Dr A. Franco-Cereceda (Stockholm, Sweden): Have you seen any recovery of cardiac function in these patients leading to a possibility of explanting the devices, and if so, do you have any opinion on pulsatile or continuous flow pumps and how long they should be used, and particularly on what kind of dilated cardiomyopathies we should use them?
Dr Jurmann: I think in this age group, above 60 years, it is very unlikely to expect myocardial recovery from chronic heart failure, as most of those are so-called ischemic cardiomyopathies, which means end-stage coronary artery disease patients. Whenever we saw recovery happen, it was mostly in dilated cardiomyopathy, and it was in younger patients certainly. None of these patients really improved his cardiac function on the device. So if his ejection fraction was 10, it just remained 10. It is also not what we expect to happen in these patients basically.
Most of the recovery experience we had so far, though, was accumulated with pulsatile pumps, although it does not mean that it cannot occur with axial flow pumps, since we have one patient right now who seems to recover his heart on an axial flow pump and might be explanted next week.
Dr T. Wahlers (Jena, Germany): With regard to your indications applied one has to know, that in the Clinical Utility Baseline trial for the Lion Heart it is not allowed to include patients under emergency conditions. Don't we have to define a patient group as a surgical society in which we should not proceed with these types of implantations, in patients for example, being in the emergency state?
And as a second comment, I was a little bit surprised with regard to the REMATCH data that you haven't implanted the TCI HeartMate device, because, in my opinion, also in the long term, perhaps the results might be a little better as compared to the results presented by your group.
Dr Jurmann: About cardiogenic shock, we had this as a comment from Dr Mohr, it is something which might be excluded from such trials if the patients are above 60 or 65 years. However, we didn't know this two years ago. We know this by now.
With regard to the choice of devices, all the devices, no matter if it is Novacor, if it is TCI, if it is a DeBakey VAD or something else, there has been some experience already, they have been implanted in a large number of cases, and many of those were for medium term to so-called long term support. The overall results of this series have been influenced, in part, by late device-related complications, as detailed previously. We would have had hoped that the DeBakey VAD would have improved our results, and we are unfortunate to tell that this has not happened.
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