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Eur J Cardiothorac Surg 2005;27:357-360
© 2005 Elsevier Science NL


The incidence of gastroesophageal reflux after transthoracic esophagocardio-myotomy without fundoplication: a long term follow-up

Joerg Lindenmanna,*, Alfred Maiera, Andreas Ehererb, Veronika Matzia, Florian Tomasellia, Josef Smollec, Freyja Maria Smolle-Juettnera

a Department of Surgery, Division of Thoracic- and Hyperbaric Surgery, University Medical School Graz, Auenbruggerplatz 29, 8036 Graz, Austria
b Department of Internal Medicine, University Medical School, Graz, Austria
c Department of Dermatology, University Medical School, Graz, Austria

Received 20 October 2004; received in revised form 17 December 2004; accepted 21 December 2004.

* Corresponding author. Tel.: +43 316 385 3302; fax: +43 316 385 4679. (E-mail: jo.lindenmann{at}meduni-graz.at).


    Abstract
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Objective: Evaluation of the long term results of Heller's myotomy performed over a lateral thoracotomy without additional fundoplication. Methods: Forty patients (17 males, 23 females; mean age 43.2 years; range: 14–63 years) were operated between 1985 and 2000. Preoperative evaluation included clinical scoring of symptoms, esophagogram, endoscopy, manometry and 24-h ph-metry. At the follow-up investigation, the preoperative evaluation was repeated in all patients, adding a histological workup of the distal esophageal mucosa. The mean duration of follow-up after surgery was 10.3 years, ranging from 3–16 years. Results: The clinical scores improved significantly: Excellent relief from dysphagia was present in 86%, little or no regurgitation was found in 79%, little or no retrosternal spasms were reported by 72% of the patients. Esophagogram showed an overall esophageal dilatation in all patients but no significant obstruction at the esophagogastric junction. Endoscopically, 2.5% had candida-esophagitis, 5% showed signs of a GERD I, 92.5% had a macroscopically insuspect esophageal mucosa. Histologically, 53% showed a mild chronic inflammation. Manometry demonstrated distinct hypomotility of the esophagus in all cases, yet no elevated pressure of the lower sphincter; pH-metry showed moderate reflux in 46%. Conclusions: Transthoracic cardiomyotomy is a valid method for the treatment of achalasia, but it will not improve the esophageal motility, which slowly deterioriates in these cases. The patient's subjective assessment of the postoperative result was positive in the majority of cases. Although fundoplication was not done in any of these patients, none of them showed signs of clinically relevant reflux.

Key Words: Esophagus • Achalasia • Surgery


    1. Introduction
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Achalasia is a rare motor disorder of the esophagus, with an incidence of about 1/100.000. Its symptoms usually become manifest in early adult age, but even children may be affected. The underlying pathology is still poorly understood.

Achalasia is characterized by an incomplete relaxation of the lower esophageal sphincter (LES) after deglutition and an elevated LES resting pressure. In time, prestenotic dilatation and failure of the esophageal body peristalsis develop. Patients complain of dysphagia for solids and liquids, regurgitation, chest pain and weight loss. Respiratory symptoms such as coughing or episodes of pneumonia are due to aspiration.

The so far unclear etiology of achalasia results in controversial therapeutic strategies. In general, the concept is focused on the reduction of lower esophageal sphincter (LES) resting pressure, resulting in improved esophageal emptying and symptomatic relief of functional LES obstruction. This may be achieved by medication using nitrates and calcium channel blockers, endoscopic injections of botulinum toxin which need to be repeated every 6 months at least, or repetitive endoscopic balloon dilation of the sphincter [1,2].

When the above mentioned options have failed the transverse fibres of the esophageal sphincter are dissected by esophagocardio-myotomy. This is either done over laparotomy or by the transthoracic route. Recently, both laparoscopy and thoracoscopy, respectively, using minimally invasive techniques have been applied successfully in this indication [2].

Though the postoperative relief from dysphagia is usually immediate, the resulting decrease in sphincter pressure implies the risk of gastroesophageal reflux and associated symptoms. This is, why fundoplication in combination with esophago-cardio-myotomy has been advocated as the option of choice. Since the propulsive function of the esophagus, however, is impaired in most patients with achalasia, fundoplication carries the risk of creating yet another mechanical obstacle. This is why fundoplication has not been adopted by all surgeons [3].

We did a long term evaluation of patients who underwent transthoracic esophago-cardio-myotomy without fundoplication. The primary objectives were the objective evaluation of the therapeutic effect of achalasia, and the postoperative incidence and clinical relevance of gastroesophageal reflux. The secondary objectives were the assessment of patient health related quality of life, and satisfactory of surgical treatment.


    2. Materials and methods
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Between 1/1985–12/2000, 40 patients with primary Achalasia were treated by transthoracic Heller's esophagocardio-myotomy without any type of antireflux procedure. All patients were operated after repetitive dilation procedures of the gastroesophageal junction and/or Botulinum instillation had failed. Most patients had either grade II or III dysphagia as chief complaint. Other symptoms comprised vomiting of undigested food, retrosternal oppression, retrosternal pain, regurgitation and symptoms of stagnation manifested by foetor ex ore (Table 1). Radiologically, all patients showed the typical subtotal stenosis and beginning to pronounced prestenotic dilation.


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Table 1. Comparison of the pre- and postoperative symptoms (n=40)
 
2.1. Surgical technique
In lateral decubitus position and single lung ventilation a left postero-lateral thoracotomy in the seventh intercostal-space was done. The pleural cover of the esophagus was divided and an esophagocardio-myotomy from the level of the lower lung vein down to the cross veins of the stomach was done. In order to maintain segmental esophageal blood supply and function of the LES apparatus, the procedure was performed without mobilization of the esophagus and without dissection of the hiatal attachments. Intraoperative assessment of mucosal integrity after myotomy was done by using methylen-blue injected over a gastric tube, positioned at the oral end of the myotomy.

All patients were followed up for at least 3 years, the follow-up assessment was complete for all patients.

After signed informed consent, the follow-up procedure was started with a structured clinical questionnaire to evaluate symptoms of persistent achalasia and to record the presence or severity of gastroesophagel reflux and associated morbidity i.e. heartburn, odynophagia, and regurgitation of gastric fluid (Table 1). The objective assessment was based on esophagogastroscopy with biopsies of the distal esophageal mucosa for morphological and histological evaluation, 24h pH-measurement [4,5], esophago-manometry, and esophagogram.

Patient satisfaction after surgery was determined by a 5-point Likert scale (none, little, medium, much and total). Quality of life assessment was done using the EORTC-QLC-C30 (version 3.0, 2001) [6]. The EORTC quality of life questionnaire (QLQ) is an integrated system for assessing the health-related quality of life (QoL) of patients. The QLQ-C30 version 3.0 is composed of both multi-item scales and single-item measures. These include five functional scales, nine symptom scales, a global health status/QoL scale and six single items. Each of the multi-item scales includes a different set of items—no item occurs in more than one scale. All of the scales and single-item measures range in score from 0 to 100. A high scale score represents a higher response level.

Quantitative variables are expressed as the mean and standard deviation (SD) and/ or maximum and minimum values. The Student t-test was used to compare quantitative variables. Statistical significance was considered for P less than 0.05.


    3. Results
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Out of the 40 patients included in the study, there were 17 males and 23 females, with a mean age of 43.2 years (range: 14–63 years). The mean duration of follow-up after surgery was 10.3 years, ranging from 3–16 years.

Thirty-eight patients out of 40 reported no clinical symptoms of gastroesophageal reflux, two patients complained about heartburn.

Esophagogram with reflux-provocation showed signs of reflux in the two patients with clinical symptoms, in all other cases there were no findings of gastroesophageal reflux also in Trendelenburg position. In all patients a mild dilation of the thoracic esophagus could be demonstrated on esophagogram.

The clinical symptoms and the radiological findings corresponded to the endoscopic findings which showed no signs of esophagitis in those 37 patients who did not complain about reflux. The remaining 3 cases showed signs of gastroesophageal reflux disease stage I (2 cases) and one case of candida-esophagitis (1 case). The latter had no subjective symptoms either. The histological findings showed a mild chronic inflammation without any typical signs of reflux disease in 21 cases and a normal esophageal mucosa in 19 cases. The two patients with clinical signs of reflux were among those with mild chronic inflammation. Histologically, none of those patients who underwent preoperative endoscopic injections of botulinum toxin and/or balloon dilation showed any substantial fibrosis in the lower esophagus.

Despite the lack of endoscopic findings of typical morphological mucosal changes, and the lack of clinical symptoms, the 24-h pH-monitoring was positive in 18/40 patients with a mean De-Meester Score (normal range: <14.72) of 73.0±47.09 (range: 22.1–177.7). The presence of clinical symptoms of reflux had a highly significant correlation with a pathological De-Meester Score (P<0.01, Table 2).


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Table 2. Correlation of postoperative functional assessment and clinical symptoms (n=40)
 
The manometric studies showed a LES of 15.0±5.07mmHg (range: 8–25mm Hg), and a body motility of 26.67±17.43mmHg (range: 10.0–100.0mmHg). The mean LES tone of the patients with pathological pH-monitoring showed 14.0±3.78mmHg compared to 16.45±4.36mmHg in cases with pH-monitoring within normal range (Table 2). Statistical evaluation yielded no statistical significance (P>0.05). Clinical symptoms of reflux or endoscopical signs of mild esophagitis were not significantly correlated to a lower esophageal sphincter pressure.

Dysphagia for solids and liquids, as well as regurgitation of undigested food was reported preoperatively in the majority of all cases. Postoperatively, only four patients complained about dysphagia, corresponding to grade I (solids) in three and grade III (liquids) in one case. A persistence of mild regurgitation was noticed by six patients. The patient with persisting dysphagia grade III in whom also the prestenotic dilation worsened proceeded to esophageal resection and reconstruction by gastric pull-up [7].

Patients scored their satisfaction with surgical treatment as total in 12 cases, much in 24, medium in three and none in one case. Both patients with clinical symptoms of gastroesophageal reflux scored there satisfaction as much. Dysphagia, on the other hand, was much more related to poor satisfaction. All four patients who scored medium or no satisfaction suffered from postoperative dysphagia. These patients had postoperative weight loss ranging from 0–7kg (mean: 0.45kg).

Quality of life assessment using the EORTC QLQ-C30 (Version 3.0; 2001) showed a mean score of 70.7±22.0. In 8/40 the QLQ-C30 Score was 100. Patients with a positive De-Meester Score showed 67.9±25.2 compared to those with a negative De-Meester Score who showed 71.2±20.2 (not significant, Table 2). The four patients complaining about dysphagia after surgery showed a QLQ-C30 Score of 25.0, 33.3, 41.7 and 50.0.


    4. Discussion
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
It is a matter of fact that in case of achalasia no treatment can restore the impaired muscular function of the esophagus.

There is a controversy between surgeons and gastroenterologists whether extramucosal myotomy or balloon dilation should be the primary treatment in case of achalasia. However, several studies have shown that extramucosal myotomy is the best method to achieve relief from dysphagia at a low risk of complications [3]. Nevertheless, balloon dilation has been extensively used as primary option, because it entails a shorter hospital stay and less discomfort than an abdominal or thoracic incision. Yet, with pneumatic dilation disruption of esophageal muscle is uncontrolled, healing is unpredictable: Some authors found substantial fibrosis in the lower esophagus of patients who had previous balloon dilation [8]. This fibrosis might even impair the result of later surgery. Moreover, reflux is common if dysphagia has been completely relieved. Pneumatic dilation also carries a serious risk of perforation [9].

Controversy within the surgical society persists about the best approach for esophagocardio-myotomy and regarding the need for fundoplication [10–12]. Many authors advocate esophago-cardiomyotomy using the transabdominal way (laparoscopy or laparotomy). If this approach is chosen, the esophageal attachments to the diaphragm need to be dissected at least in part, which might be the reason for a high incidence of reflux symptoms following this intervention, if funcoplication is not done.

The disadvantages of a myotomy extending far on the stomach have been well documented both experimentally [13] and clinically [14]. When the incision was carried 2cm or more onto the stomach, the incidence of reflux after the operation was found to be 100% [14]. It was also observed, that the incidence of reflux was increasing the longer the patients were followed up.

In transabdomial esophago-cardio-myotomy the addition of a fundoplication has been reported to reduce the indicence of symptomatic gastroesophageal reflux to rates between 5 and 30% [15–17] but on the other hand, postoperative dysphagia was noticed in more than 50% [15]. Though dysphagia persisting postoperatively, may be due to an incomplete transection of the lower esophageal sphincter, it seems likely, that in these cases yet another obstacle for an already impaired esophageal peristalsis was created by fundoplication.

The mainstay of the surgical technique used in our series is that the hiatal attachments of the esophagus, i.e the Leimer's membrane, are not dissected, the incision at the stomach being limited to the level of the cross veins. Preoperative balloon dilation caused no problems concerning the performed surgical technique. In the present study the transthoracic approach without fundoplication was used with a success rate of 90% and an incidence of clinical symptoms of gastroesophageal reflux of 5%. Postoperative GERD stage one, represented by the clinical symptom of heartburn, occurred in two of 40 patients and could be successfully managed by proton pump inhibitors (Table 1).

It is fact, that by objective measurements reflux episodes exceeding the healthy norm were observed in 45% of all cases, but there was no correspondence whatever, neither in manometry, endoscopical or histopathological findings, nor in subjective symptoms.

On the other hand, in the two patients who complained about reflux, the diagnosis was clearly confirmed by manometry, endoscopical findings, pH-measurements and radiological reflux provocation.

The long- term results of these series support the use of the transthoracic approach without any type of fundoplication for the treatment of achalasia. If symptoms of achalasia persist after this procedure salvage by esophageal resection and reconstruction by gastric pull-up can be done conveniently [7].

In conclusion, the transthoracic esophagocardiomyotomy without additional fundoplication can provide excellent long term relief of dysphagia, good quality of life, less risk of postoperative GERD and carries a low risk of postoperative iatrogenous problems.


    References
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 

  1. Vela MF, Richter JE, Wachsberger D, Connor J, Rice TW. Complexities of managing achalasia at a tertiary referral center: use of pneumatic dilatation, heller myotomy, and botulinum toxin injection. Am J Gastroenterol 2004;99(6):1029-1036.[CrossRef][Medline]
  2. Urbach DR, Hansen PD, Khajanchee YS, Swanstrom LL. A decision analysis of the optimal initial approach to achalasia: laparoscopic Heller myotomy with partial fundoplication, thoracoscopic Heller myotomy, pneumatic dilatation, or botulinum toxin injection. J Gastrointest Surg 2001;5(2):192-205.[CrossRef][Medline]
  3. Ellis FH. Esophagomyotomy by the thoracic approach for esophageal achalasia. Hepato-Gastroenterol 1991;38:498-501.
  4. Johnsson LF, DeMeester TR. Development of the 24-hour intraesophageal pH monitoring composite scoring system. J Clin Gastroenterol 1986;8(suppl 1):52-58.
  5. Weiner GJ, Morgan TM, Cooper JB, Wu WC, Castell DO, Sinclair JW, Richter JE. Ambulatory 24-hour esophageal pH monitoring. Reproducibility and variability of pH parameters. Dig Dis Sci 1988;33:1127-1133.[CrossRef][Medline]
  6. Aaronson NK, Ahmedzai S, Bergman B, Bullinger M, Cull A, Duez NJ, Filiberti A, Flechtner H, Fleishman SB, de Haes JCJM, Kaasa S, Klee MC, Osoba D, Razavi D, Rofe PB, Schraub S, Sneeuw KCA, Sullivan M, Takeda F. The European Organisation for Research and Treatment of Cancer QLQ-C30: a quality-of-life instrument for use in international clinical trials in oncology. J Natl Cancer Inst 1993;85:365-376.[Abstract/Free Full Text]
  7. Kneist W, Sultanov F, Eckardt VF, Junginger T. Esophageal resection in treatment of achalasia. Four case reports and review of the literature. Chirurg 2002;73(3):223-229.[CrossRef][Medline]
  8. Carlos AP, Rhoda L, Marco P. Thoracoscopic esophageal myotomy in the treatment of achalasia. Ann Thorac Surg 1993;56:680-682.[Abstract]
  9. Sauer L, Pellegrini CA, Way LW. The treatment of achalasia. A current perspective. Arch Surg 1989;124:929-932.[Abstract]
  10. Ackroyd R, Watson DI, Devitt PG, Jamieson GG. Laparoscopic cardiomyotomy and anterior partial fundoplication for achalasia. Surg Endosc 2001;15(7):683-686.[CrossRef][Medline]
  11. Pechlivanides G, Chrysos E, Athanasakis E, Tsiaoussis J, Vassilakis JS, Xynos E. Laparoscopic Heller cardiomyotomy and Dor fundoplication for esophageal achalasia: possible factors predicting outcome. Arch Surg 2001;136(11):1240-1243.[Abstract/Free Full Text]
  12. Patti MG, Molena D, Fisichella PM, Whang K, Yamada H, Perretta S, Way LW. Laparoscopic Heller myotomy and Dor fundoplication for achalasia: analysis of success and failures. Arch Surg 2001;136(8):870-877.[Abstract/Free Full Text]
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  14. Jara FM, Toledo-Pereyra LH, Lewis JR, Magiliigan Jr DJ. Long term results of esophagomyotomy for achalasia of esophagus. Arch Surg 1979;114:935-936.[Abstract]
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  16. Aguilar-Paiz LA, Valdovinos-Diaz MA, Flores-Soto C, Carmona-Sanchez R, Vargas-Vorackova F, Herrera MF, de la Garza-Villasenor L, Hernandez MF. Prospective evaluation of gastroesophageal reflux in patients with achalasia treated with pneumatic dilatation, thoracic or abdominal myotomy. Rev Invest Clin 1999;51(6):345-350.[Medline]
  17. Lai IR, Lee WJ, Huang MT. Laporoscopic Heller myotomy with fundoplication for achalasia. J Formos Med Assoc 2002;101(5):32-36.



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[Abstract] [Full Text] [PDF]


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