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Department of Thoracic and Vascular Surgery and Heart-Lung Transplantation, Hôpital Marie-Lannelongue, Paris-Sud University, 133, Avenue de la Resistance, 92350 Le Plessis Robinson, France
Received 4 September 2007; received in revised form 29 January 2008; accepted 1 February 2008.
* Corresponding author. Tel.: +33 1 40 94 29 42; fax: +33 1 40 94 55 83. (Email: fadel{at}ccml.com).
| Abstract |
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Key Words: Completion pneumonectomy Lung cancer Benign lung disease Complications
| 1. Introduction |
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The purpose of this study was to review our experience with CP over the last decade (1996–2005) in order to determine postoperative mortality and morbidity rates, long-term survival, and risk factors for poor outcomes.
| 2. Materials and methods |
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Study variables included: the primary reason for CP, age, sex, side, smoking history, preoperative comorbidities (renal failure defined as creatinine clearance <60 ml/min, obesity as body mass index >27, hypertension if systolic pressure >140 mmHg or diastolic pressure >90 mmHg or if a medical treatment is established, and coronary artery disease if a preoperative coronary revascularization is performed or if a myocardial ischemia is diagnosed and medically treated), pulmonary function, neoadjuvant treatment, interval between the first resection and CP, TNM stage in lung cancer patients where available, operative findings, surgical procedure, duration of postoperative ventilation, operative mortality, postoperative morbidity, and long-term mortality. Follow-up data were recorded until June 2007 or until death. Postoperative death was defined as death within 30 days after CP or before hospital discharge. The study was approved by our institutional review board. Informed consent was not required for this retrospective study.
There were 50 males and 19 females with a mean age of 60 years (range, 29–80 years). The reason for the first lung resection was benign disease in 11 patients and malignant disease in 58 patients. Malignancies consisted of primary non-small cell lung cancer (NSCLC) in 46 patients and lung metastasis in 12 patients. The 46 patients with NSCLC had squamous cell carcinoma (n = 23), adenocarcinoma (n = 22), or carcinoid tumor (n = 1). According to the TNM classification [3], most patients with lung cancer had focal disease (stage I in 27 patients, stage II in 15, stage IIIA in 2, stage IIIB in 1, and stage IV in 1). The first surgical procedure was a lobectomy (n = 40), sleeve lobectomy (n = 5), lobectomy extended to the chest wall (n = 4), right upper lobectomy extended to the carina (n = 1), bilobectomy (n = 13), or segmentectomy (n = 6). The median interval between the first resection and CP for malignant disease was 49.5 months and ranged from 5 to 198 months.
The reason for CP was benign disease in 22 (32%) patients, NSCLC in 36 (54%), and lung metastasis in 11 (14%) (Table 1 ). Benign diseases included postoperative bronchopleural fistula (BPF) (n = 9), destructive lung disease with resistant pneumonia (n = 6), bronchiectasis (n = 3), aspergillosis (n = 3), and bronchial anastomotic stricture after sleeve lobectomy (n = 1). Recurrent lung cancer and second primary lung cancer were differentiated using the criteria proposed by Martini et al. [4]. A second primary NSCLC occurred in 19 patients and a local recurrence of previously resected NSCLC in 17. Histological findings in the 36 patients who underwent CP for NSCLC were adenocarcinoma (n = 16), squamous cell carcinoma (n = 16), and bronchoalveolar cell carcinoma (n = 4). The nodal stage was N0 in 23 (64%) patients, N1 in 8 (22%), and N2 in 5 (14%). Postoperative NSCLC stages were stage IA in 10 patients, IB in seven, IIA in two, IIB in five, IIIA in five, and stage IIIB in seven patients. The site of the primary tumor in the 11 patients who underwent CP for lung metastasis was colon adenocarcinoma (n = 4), soft tissue sarcoma (n = 4), pharyngeal squamous cell carcinoma (n = 1), thymoma (n = 1), and primary mediastinal nonseminomatous germ cell tumor (n = 1).
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Tumor spread and functional status were evaluated preoperatively. Physical examination, chest roentgenography, spirometry, arterial blood gases, quantitative ventilation measurements, and perfusion scans were performed routinely to evaluate functional status. Patients at high risk for heart disease were screened by echocardiography, thallium stress testing and, in some cases, selective coronary arteriography. Tumor spread to the airway was evaluated by fiberoptic bronchoscopy with routine biopsy collection unless a hypervascular lesion was noted. In patients with benign lung disease, fiberoptic bronchoscopy played a key role in selection to CP by demonstrating BPF or assessing the extent of parenchymal destruction. Mediastinal nodal status was investigated by computed tomography (CT) and, in our more recent experience, by positron emission tomography (PET). In patients with NSCLC, mediastinoscopy was done when CT showed mediastinal nodes larger than >1 cm in diameter or when PET showed mediastinal fixation. Investigations for extrathoracic metastases were performed routinely. A pulmonary angiogram was performed when the tumor adhered to the main pulmonary artery. In high-risk patients, right heart catheterization was performed before and after balloon occlusion of the relevant pulmonary artery in order to detect pulmonary hypertension, an established contraindication to CP.
CP was performed after one-lung ventilation was established through a double-lumen endotracheal tube. A posterolateral thoracotomy was made in the fifth intercostal space. On the right, the arch of the azygos vein was divided in some cases, allowing excellent exposure of the main bronchus. No irreversible procedures were performed until resectability was confirmed. First, pleural adhesions were removed and, when tumor invasion of the chest wall was suspected, en bloc chest wall resection was performed, producing a larger window to the mediastinum. The hilar, carinal, paratracheal, esophageal, and inferior pulmonary ligament lymph nodes were routinely dissected in patients with NSCLC or metastases. Specimens of the resection margins were taken for frozen-section examination to ensure complete resection. A flap was used routinely to cover the bronchial stump and to separate it from the pulmonary artery, thus preventing bronchovascular fistula. A tube was inserted to ensure drainage for 1–2 days. At the end of the procedure, the bronchial suture was checked bronchoscopically, and secretions were removed from the airways. Most patients were extubated in the operating room. Pain relief was achieved using epidural analgesia or patient-controlled analgesia. When postoperative mechanical ventilation was necessary, a standard endotracheal tube was substituted for the double-lumen tube. If needed, temporary tracheostomy was performed at the end of operation to reduce the physiologic respiratory dead space and to facilitate direct aspiration when the predicted residual ventilatory functional reserve was borderline or patient cooperation was poor.
Patient data are reported as medians and ranges for quantitative variables and as absolute and relative frequencies for qualitative variables. The effects of risk factors on endpoints were evaluated using Student's t-tests and Fisher's exact tests in the univariate analysis and multiple logistic regression in the multivariate analysis. The Kaplan–Meier method was used to calculate expected survival rates after CP; operative mortality was included in this analysis. Statistical significance was calculated using the log rank test. A p value not greater than 0.05 was considered significant. All 69 patients were included in the survival analysis. Follow-up was complete for all patients. Data processing and analysis were done using the Statview software package version 5 (Abacus Concept, Berkeley, CA).
| 3. Results |
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There were no intraoperative deaths. Overall, eight (11.6%) patients died in the postoperative period, from multisystem failure due to contralateral pneumonia (n = 3), pulmonary embolism (n = 3), or BPF with acute respiratory distress syndrome (ARDS) (n = 2). Postoperative mortality was 14% (5/36) in patients with primary lung cancer, 9% (1/11) in those with lung metastasis, and 9% (2/22) in those with benign disease (p > 0.05). Postoperative mortality in all patients with malignant disease was 12.8% (6/47). No deaths occurred among the nine patients who underwent CP for BPF. Factors associated with postoperative death in the univariate analysis included CP on the right side (p = 0.04), advanced age (p = 0.02), and renal failure (p = 0.004). Preoperative renal failure was the factor significantly associated with death in the multivariate analysis (p = 0.036) (Table 2 ).
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Overall, BPF developed after CP in seven (10%) patients, all of whom had a prolonged (>24 h) postoperative mechanical ventilation and were among the 44 patients who had removal of the right lung (p < 0.04 vs removal of the left lung). BPF was more common, but not statistically significant, when the bronchial stump was closed by staples as opposed to interrupted suture (17.3% vs 6.5%, p = ns). Two patients with BPF died on postoperative days 11 and 17, respectively, from ARDS. The remaining five patients were treated successfully by a Clagett procedure followed by BPF closure with a pedicled omentum flap.
Follow-up was complete for all patients. Mean follow-up was 3.6 years (range, 1–10 years). Overall 3-, 5- and 10-year survival rates from the time of CP were 65%, 46%, and 36%, respectively (Fig. 1 ). For patients with NSCLC, lung metastases, and benign disease, 5-year survival rates were 41%, 41%, and 52%, respectively (p = ns). Among the 22 patients who underwent CP for benign disease, 5-year actuarial survival rates were 49% when CP was performed for a complication of NSCLC surgery (n = 12) and 56% when it was performed after surgery for benign disease (n = 10) (p = ns) (Fig. 2 ). Among the 36 patients who underwent CP for NSCLC, 5-year survival rates were similar in the subgroup with second primary cancers (n = 19) and in the subgroup with recurrences (n = 17) (38% vs 41%; p = ns). However, survival rates were affected by lung cancer stage, as shown in Fig. 3 . The 5-year survival rate was 69% in stage I, 36% in stage II and 17% in stage III disease. Patients with stage I and II disease had better survival rates than patients with stage III disease (56% vs17%; p = 0.02).
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| 4. Discussion |
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Postoperative complications occurred in 41% of our patients. Empyema and cardiopulmonary complications were the most common. Similarly, earlier studies reported postoperative complications in 18–62% of patients (Table 4 ). The BPF rate was higher after CP than after standard pneumonectomy [5,6,11]. In our study, BPF developed in 10% of patients, with two risk factors, CP on the right side and bronchial stump stapling. However, all of them occurred in patients with prolonged postoperative mechanical ventilation suggesting that the stapled bronchial stump is more vulnerable in such conditions. Conversely, among patients who underwent CP for BPF complicating the first procedure, none experienced new BPF development. This finding may be related to our policy in BPF patients of routine bronchial stump closure by interrupted suture followed by coverage with a pedicled muscle flap.
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| Appendix A |
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Dr J. Alvarez (Perth, Australia): This is, in my view, a very useful and pragmatic paper. Dr Chataigner points out that the incidence of this beast is increasing and accounted for 20% of all your pneumonectomies over a decade period. So retrospectively you have a sizable number of patients. And frankly, that half of the patients were non-small cell lung cancer. Your operative mortality is 12%, and you shouldnt be terribly surprized given the quality of the surgery that is required and also because two-thirds of the patients were on the right.
And your incidence of bronchopleural fistula is about 10%. And you pointed out that the right lung and the use of the stapler were, on univariate analysis anyway, potential significant factors, you have demonstrated impressive long-term results, survival at 5 years was 46%. And this is bearing in mind that the median presentation time was just short of 4 years, at 49 months.
I wouldnt be too harsh in terms of your operative mortality. Im a cardiothoracic surgeon. Im tremendously aware of the warmth that exists between cardiac and thoracic surgeons in the USA and Europe, this is not so much the case in Australia. Repeat cardiac surgeries have had a five-fold mortality compared with first-time cardiac surgery. This is big time stuff.
Your former EACTS president, Dr Fuentes, a few years ago pointed out that pneumonectomy, by and large, has a mortality of about 10%, so I think your results are very acceptable, you shouldnt be too harsh. Im not trying to say we shouldnt improve our results, but those are facts of life.
Furthermore, 77% of your patients were still chronic smokers. Mediastinoscopy was only performed if the CT was positive (i.e. mediastinal nodes more than 10 mm) or the PET scan was positive. You use a flap in all your cases to cover the bronchial stump and, of course, you advocate de rigueur to open up the pericardium. Your conclusions are basically that this operation should be done by those who can perform this operation safely and youve got to pick the right patients.
Ive briefly got four questions that may add hopefully help you to pick the right patients. First of all, just the management of your pneumonectomy space – Ill perhaps just ask them, theyre four quick questions.
The management of pneumonectomy space, is very important, a leading cause of death with pneumonectomy is idiopathic postpneumonectomy pulmonary edema. You dont report any such fatality. I imagine it's because of the previous surgery. What do you advocate for management of the pneumonectomy space – tube, no tube, clamp release?
Dr Chataigner: Can you repeat slowly because my English is not so good.
Dr Alvarez: The pneumonectomy space, do you put a tube? Do you not put a tube?
Dr Chataigner: Yes, we always put a tube.
Dr Alvarez: Now, smoking, 70% were smokers. Do you actually perform pneumonectomies of the patients who are actively smoking, or do you advocate them to abstain for a period of time?
Dr Chataigner: Yes, all the patients stopped smoking preoperatively.
Dr Alvarez: Do you have an idea for how long?
Dr Chataigner: Six hours!!
Dr Alvarez: There could be a point made if youre actively smoking not to do a pneumonectomy.
My question in terms of bronchopulmonary fistulas, could you be absolutely certain that it is the mechanical closure of the right bronchus that is the actual reason for the BPF?
Could it be that in this redo surgery you need to do a bit more dissection to get the staple across?
Dr Chataigner: All our bronchopleural fistulas were on the right side. And I think it's because of the anatomic configuration: the mediastinum can cover the bronchial stump on the left side but it's difficult on the right side. Maybe on the right side should we put a serratus muscle or another pedicle flap.
Dr Alvarez: My follow-up question, in that given all of the BPFs, and your numbers are small, I congratulate you, but mortality is high not surprizingly – even that all your BPFs occurred on the right-hand side, would you consider another method to deal with the remaining bronchial stump? – because whether you use a pleural or mediastinal flap, given it's a redo operation, these tissues are not exactly the most mobile, you only use the serratus anterior, I presume in the eight cases where the indication for the pneumonectomy was actually the presence of a bronchopleural fistula, so would you advocate a different technique on the right-hand side, say the use of an intercostal muscle flap or using serratus anterior in all cases at the time of surgery?
Dr Chataigner: First, for the closure of the bronchus, we can use manual closure, and to cover the bronchial stump probably we should use on the right side the omentum or, more frequently, the entire serratus muscle to prevent bronchopleural fistula.
Dr Alvarez: And finally, although your long-term results are very, very good, about 14% of patients, or one in six, had N2 disease. So that one in six of your patients were really stage III.
Now, given that the operative mortality in that group is about 15%, a complication rate that is substantial, but the 5-year survival was 17%, with most of the deaths occurring at 18–20 months, would you really advocate a completion pneumonectomy on the righthand side in patients with stage III disease? Would you advocate perhaps being more liberal with the use of mediastinoscopy despite the CT and the PET scan or the use of IVUS?
Dr Chataigner: For the mediastinoscopy, we always made mediastinoscopy when we saw lymph nodes on the CT scan or on the PET scan. For the operation for patients with stage III disease, the alternative was chemotherapy or radiation therapy, but I think the survival rate after chemotherapy or radiation therapy is less than after surgery. Even if 17% is a low percentage of survival, I think it's better with surgery than with the other treatment. So I think we should perform completion pneumonectomy even in stage III disease.
Dr L. LangLazdunski (London, United Kingdom): Im not really clear about the bronchial stump. Do you cover routinely and prophylactically the bronchial stump? What is the material used? Is it pleural flap or intercostal muscle, or the omentum?
Dr Chataigner: We usually use pedicle flap to cover the bronchial stump, adjacent parietal pleura, and in some cases the serratus entire muscle; on the 69 completion pneumonectomies, we used 66 pedicle flaps to cover the bronchial stump, whatever the side.
Dr J. Nakajima (Tokyo, Japan): You said that completion pneumonectomy of the right lung is more risky than that of the left lung. I think that there is another problem, that is, the completion pneumonectomy by upper lobectomy and completion pneumonectomy by lower lobectomy, which do you think more risky?
Dr Chataigner: We analyzed these factors and then we dont find any significant difference concerning morbidity or longterm survival. But probably when we perform completion pneumonectomy with lower lobectomy, there is more complication, but we dont find any significant difference in this study.
| Footnotes |
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Presented at the 21st Annual Meeting of the European Association for Cardio-thoracic Surgery, Geneva, Switzerland, September 16–19, 2007. | References |
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